📖 English & Literature · High School · ENG 115

English 10: World Literature & Composition

The tenth grade year, spent on literature written in Greek, Akkadian, Sanskrit, Russian, French, Bengali, Chinese, Japanese, Persian and German, all read in English translation. You start where translation starts: one passage of the Odyssey in two public domain English versions, so you can see for yourself what a translator decides and what those decisions cost. From there the course moves through…

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Module 1: The Epic in Translation

Three epics that were not written in English, and the first skill the year depends on: seeing the translator's hand on the page. The Odyssey in two rival English versions, then Gilgamesh and the Ramayana.

One Sentence, Two Translators: The Odyssey Opens Twice

  • Compare two public domain English versions of the same passage of the Odyssey and name four specific decisions each translator made.
  • Explain what English cannot carry over from Greek, and what a translator does about the loss.
  • Name the translator when you write about a translated text, and say why that sentence is not a formality.

Two Englishmen, one Greek sentence

In 1726 Alexander Pope finished publishing an Odyssey in rhyming couplets. In 1900 Samuel Butler published one in plain English prose. Both men were working from the same ten lines of Greek at the head of Book 1. Read them one after the other, slowly.

Butler, 1900

Tell me, O Muse, of that ingenious hero who travelled far and wide after he had sacked the famous town of Troy. Many cities did he visit, and many were the nations with whose manners and customs he was acquainted; moreover he suffered much by sea while trying to save his own life and bring his men safely home; but do what he might he could not save his men, for they perished through their own sheer folly in eating the cattle of the Sun-god Hyperion; so the god prevented them from ever reaching home. Tell me, too, about all these things, oh daughter of Jove, from whatsoever source you may know them.

Pope, 1726

The man for wisdom's various arts renown'd,
Long exercised in woes, O Muse! resound;
Who, when his arms had wrought the destined fall
Of sacred Troy, and razed her heaven-built wall,
Wandering from clime to clime, observant stray'd,
Their manners noted, and their states survey'd,
On stormy seas unnumber'd toils he bore,
Safe with his friends to gain his natal shore:
Vain toils! their impious folly dared to prey
On herds devoted to the god of day;
The god vindictive doom'd them never more
(Ah, men unbless'd!) to touch that natal shore.
Oh, snatch some portion of these acts from fate,
Celestial Muse! and to our world relate.

Same story, same order of events, same gods. Asked how they differ, most readers say that one of them rhymes. That is the least interesting difference. Almost everything you read this year was written in a language you do not have, which means that somebody chose the English you are holding. This lesson is about learning to see that person at work.

What the Greek says, word by word

Here is Homer's first line in the Greek alphabet, then in letters you can sound out, then word for word:

ἄνδρα μοι ἔννεπε, μοῦσα, πολύτροπον

andra moi ennepe, mousa, polytropon

man / to me / tell / Muse / of-many-turns

Five words. Notice that the word-for-word version is not English at all: nobody says Man to me tell Muse of-many-turns. Ancient Greek marks a word's job with its ending rather than with its position, so Homer could put any word first and still be understood. English cannot do that. So every English translator begins by losing Homer's word order, before making a single choice of vocabulary. What each one does about that loss is the first decision worth watching.

Decision 1: which word arrives first

The Odyssey begins with andra, man. Not tell, not Muse. The first sound of the poem is its subject, and the hero's name is withheld for another twenty lines.

Butler opens Tell me, O Muse. The request comes first; the man arrives seventh. It reads like somebody talking to you in a room, which was exactly what Butler wanted.

Pope opens The man. He keeps Homer's first word in Homer's first position and pushes the Muse into the middle of line two. The rhyming translator, the one you would expect to take liberties, is here the closer of the two. Hold on to that, because it is the opposite of what most people assume about old verse translations.

Decision 2: what one Greek word is allowed to mean

The last word of that Greek line, polytropos, is built from poly (many) and tropos (turn). It can describe a man turned about by circumstance, shoved from coast to coast. It can equally describe a man of many turns of mind: quick, resourceful, slippery. The Greek holds both meanings at once and never picks. English makes you pick.

Versionpolytropos becomesWhat got chosen
Pope, 1726for wisdom's various arts renown'dMind, plus a public reputation that the Greek word does not mention.
Butler, 1900ingeniousMind. One adjective, and in 1900 it meant clever with practical things.
A. T. Murray, 1919of many devicesMind again, in a phrase shaped like the Greek compound.

All three took the mind and let the wandering go, even though the rest of the same sentence is about nothing but wandering. None of them is wrong. The point is that one Greek word has been spent three different ways, and a reader who only ever meets one of them will believe that is what Homer said.

Worth holding on to: a translation is not a window onto the original. It is a set of decisions, each of which closed off other decisions, made by a named person on a known date.

Decision 3: what rhyme costs, and what prose costs

Count the words. Butler spends 113 of them. Pope spends 108 across fourteen lines. The expansive rhyming version is not the longer one. Rhyme does not add bulk; it decides which words are allowed on the page.

Read down the right hand edge of Pope's passage: renown'd and resound, fall and wall, stray'd and survey'd, bore and shore, prey and day, more and shore, fate and relate. The word shore turns up twice, four lines apart, and both times inside the same phrase, natal shore. Pope needed something to rhyme with bore, then something to rhyme with more. Homer's Greek at that point says nostos, homecoming, and says nothing about a natal shore. The heroic couplet put that phrase there, twice.

Prose charges a different fee. Butler writes that the men perished through their own sheer folly. In the Greek, the poet breaks his own sentence with a single exclaimed word, nepioi, meaning fools, and more exactly children: for one beat Homer stops narrating and calls the crew infants. Butler folds the outburst into the grammar of the clause, and the outburst disappears. Pope keeps an interruption, Vain toils!, but moves it two lines earlier and gives it to a different idea. Neither man is careless. Each is paying for a different form.

Decision 4: the words that are not in the Greek at all

A dozen lines later both translators describe the goddess Calypso keeping Odysseus on her island.

Butler: he, though he was longing to return to his wife and country, was detained by the goddess Calypso, who had got him into a large cave and wanted to marry him.

Pope: Calypso in her caves constrain'd his stay,
With sweet, reluctant, amorous delay.

Murray's 1919 version, which sticks close to the Greek, runs: the queenly nymph Calypso, that bright goddess, held him back, longing that he should be her husband. Butler is near that, in a register so flat it sounds like a witness statement: she had got him into a large cave and wanted to marry him.

Pope's second line has no counterpart in the Greek. Sweet, reluctant, amorous delay is three adjectives Homer never wrote, and together they change whose scene it is. In the Greek, Calypso wants and Odysseus wants to leave; the situation is a detention. In Pope the delay is sweet, somebody is reluctant, and the line is careful not to say which of the two. Seven English words have turned a captivity into a love affair.

That is not a gotcha at Pope's expense. He was giving eighteenth century readers an English poem that worked as an English poem, and by that standard the line is superb. But if the Odyssey you read is Pope's, then the Calypso you carry around for the rest of your life is partly Pope's invention, and you will not know it unless you have looked at a second version.

Common misconceptions

  • "The most literal translation is the most accurate." Word for word from Greek produces Man to me tell Muse of-many-turns, which is accurate about nothing, because English word order carries meaning that Greek word endings carried instead. Fidelity is a choice about what to be faithful to.
  • "If two translations disagree, one of them is wrong." Sometimes. But polytropos really does mean both things, and a translator who picks one is not making an error; the error would be pretending no choice was made.
  • "The older translation must be closer to the original." Pope is nearer to Homer in time than Butler is, by about 175 years. That buys him nothing. Both are separated from Homer by more than two thousand years and by the whole distance between Greek and English.
  • "Reading in translation means you have not really read the book." Then almost nobody has read the Bible, Gilgamesh, Tolstoy or Basho. What is true is narrower and more useful: you have read one version of the book, and you should be able to say which.

Reading a translated text on purpose

Three habits, none of which takes more than a minute.

  1. Find the title page. Before you start, learn who translated it and in what year. On Project Gutenberg the translator is listed in the record beside the author; in a printed book it is on the copyright page.
  2. Read one short passage twice. Take the opening, or any passage you already like, and find it in a second version. Two versions of ten lines teach you more about a translated book than fifty pages of one.
  3. Put the translator in your sentence. Not Homer says the delay was sweet, but In Pope's translation the delay is sweet, while Butler's Calypso simply wanted to marry him. That sentence is not a formality. It is the difference between a claim you can defend and one you cannot.

What to carry forward

You now have a method you will use in every module of this course, on Sophocles, on Chekhov, on the Tang poets and on Kafka: put two versions of one passage side by side, look for the word that has been spent differently, and ask what the form required.

The upshot: when you write about a work in translation, the honest sentence names three things, the author, the translator and the year, and every claim you then make is a claim about that English, not about a Greek poem you cannot read.

Sources

  1. Homer. (1900). The Odyssey (S. Butler, Trans.). Project Gutenberg. gutenberg.org/ebooks/1727
  2. Homer. (1726). The Odyssey of Homer (A. Pope, Trans.). Project Gutenberg. gutenberg.org/ebooks/3160
  3. Homer. (1919). The Odyssey (A. T. Murray, Trans., Vol. 1). Harvard University Press. Perseus Digital Library. perseus.tufts.edu
  4. Puchner, M. (Ed.). (2018). The Norton Anthology of World Literature (4th ed., Vol. A). W. W. Norton.
Key terms
Translation
The remaking of a text in a second language, which always involves choices the original did not have to make.
Literal translation
A rendering that follows the original's words as closely as possible, often at the cost of sense in the new language.
Polytropos
Homer's word for Odysseus in line 1, meaning both much-travelled and many-minded; no single English word holds both.
Invocation of the Muse
The opening request for divine help in telling the story, standard at the head of a Greek epic.
Heroic couplet
Two rhyming lines of ten syllables each, the verse form Pope used for his whole Odyssey.
Register
The level of formality and the kind of vocabulary a piece of writing uses, from a police report to a hymn.
Crib
A very plain translation used to check what the original says, not meant to be read for pleasure.

The Guest, the Host, and the Man Who Called Himself Nobody

  • Follow the Cyclops episode of Odyssey Book 9 and explain the rule of guest-friendship that the whole scene turns on.
  • Show how a pun that works in Greek has to be rebuilt by an English translator, and what the rebuild cannot do.
  • Read a passage of epic verse aloud with the line and the pause audible, and say why the poem was made for the ear.

A cave with cheese in it

Odysseus takes twelve men up a hillside on an unknown island and finds a cave stacked with cheeses, pens of lambs and kids sorted by age, and pails of whey. His men tell him to load the cheese onto the ship and go. He refuses. He wants to stay and see the owner, because, he says, he hoped the owner would give him presents.

That sentence is the hinge of the whole episode, and it does not read like a hinge to us. To a Greek listener it was the announcement of a rule being invoked. This lesson follows one episode of the Odyssey from the cheese to the curse, and picks up the ideas you need as they arrive. All quotations are from Samuel Butler's 1900 prose and Alexander Pope's verse of 1726.

The rule: xenia

Ancient Greek hospitality, xenia, was not politeness. It was a binding arrangement between a host and a stranger, backed by Zeus himself in his role as protector of guests. The host feeds and shelters the stranger before asking who he is, gives him a parting gift, and sends him on his way. The guest does not abuse the house. Both are now permanently obliged to each other and to their descendants. In a world with no police, no passports and no inns, xenia is the technology that makes travel possible at all.

Odysseus states the rule to the giant's face:

We therefore humbly pray you to show us some hospitality, and otherwise make us such presents as visitors may reasonably expect. May your excellency fear the wrath of heaven, for we are your suppliants, and Jove takes all respectable travellers under his protection, for he is the avenger of all suppliants and foreigners in distress. (Butler)

Polyphemus answers:

Stranger, you are a fool, or else you know nothing of this country. Talk to me, indeed, about fearing the gods or shunning their anger? We Cyclopes do not care about Jove or any of your blessed gods, for we are ever so much stronger than they. (Butler)

Then he eats two of the men. Notice what actually makes him a monster in this poem. It is not the single eye, and it is not even the cannibalism on its own. It is the sentence before the cannibalism: we do not care about your gods, because we are stronger. The Cyclopes are introduced a page earlier as people who plant nothing, hold no assemblies, make no laws, and each rule their own wives and children without reference to anybody. They are not savages because they are ugly. They are savages because they have no shared rules.

Remember: in Homer, a monster is defined by the obligations it refuses, not by the number of its eyes.

The trick, and the pun that will not cross

Trapped behind a stone too heavy to move, Odysseus cannot simply kill the giant in his sleep, because then nobody could open the door. So the escape has to be made of two pieces: blind him, and get out past his hands. Both pieces depend on a name.

Cyclops, you ask my name and I will tell it you; give me, therefore, the present you promised me; my name is Noman; this is what my father and mother and my friends have always called me. (Butler)

Thy promised boon, O Cyclop! now I claim,
And plead my title; Noman is my name.
By that distinguish'd from my tender years,
'Tis what my parents call me, and my peers.
(Pope)

Blinded, Polyphemus roars for his neighbours, and the scene pays off:

Surely no man is carrying off your sheep? Surely no man is trying to kill you either by fraud or by force?
But Polyphemus shouted to them from inside the cave, Noman is killing me by fraud; no man is killing me by force.
Then, said they, if no man is attacking you, you must be ill. (Butler)

In Greek the joke is sharper and stranger than either English version can be. The name Odysseus gives is Outis, which simply means nobody. But when the neighbours put the same idea into a different grammatical construction, the word shifts to me tis, which sounds exactly like metis, the Greek word for cunning intelligence, and metis is the quality Odysseus is famous for. So the giant's cry can be heard as nobody is killing me and as cunning is killing me at the same instant. Homer has built a pun that states the theme of the entire poem.

Neither Butler nor Pope can reproduce that. What both do instead is exploit something Greek did not have: a capital letter. Noman with a capital N is a name; no man in lower case is a pronoun and a noun. On the page you can see the difference, and the joke lands. Say those two lines out loud to yourself now. Aloud, the translated pun is invisible. Aloud, Homer's pun was the only version there was.

Reading the epic aloud, which is how it was made

The Odyssey was composed to be performed, by singers working with a stock of ready-made phrases that fit the rhythm: rosy-fingered dawn, the wine-dark sea, much-enduring Odysseus. That technique has a name, oral-formulaic composition, and those repeated phrases are called epithets. They are not padding. They are the prefabricated units that let a singer keep the metre while thinking ahead.

So read some aloud. Not silently, out loud, at speaking volume. Take Pope's four lines above and try this:

  • Find the break inside the line. Most of Pope's lines have a natural pause about halfway: And plead my title, then a breath, then Noman is my name. Breathe there and nowhere else.
  • Do not stop at the end of a line unless the punctuation stops. Thy promised boon, O Cyclop! now I claim runs straight on into And plead my title. Pausing at every line end turns verse into a shopping list.
  • Let the rhyme arrive without announcing it. Claim and name rhyme whether or not you lean on them. Leaning on them makes the couplet sound like a nursery rhyme.
  • Read Butler's prose aloud too, and hear the difference. Butler's sentences breathe where a speaking voice would breathe. That is his whole design, and you cannot hear it with your eyes.

Two minutes of this will teach you more about the difference between prose and verse translation than an hour of silent comparison.

The boast that costs him ten years

The escape works. Tied under the bellies of the sheep, the survivors get out of the cave and down to the ship. Then, safely at sea and out of reach, Odysseus does something his own crew beg him not to do:

Cyclops, if any one asks you who it was that put your eye out and spoiled your beauty, say it was the valiant warrior Ulysses, son of Laertes, who lives in Ithaca. (Butler)

He has spent the whole episode being nobody. He now gives the giant his name, his father's name and his address. Polyphemus lifts his hands and prays to his father Poseidon: let Odysseus never reach home alive, or if he must, let him come late, in sore plight, having lost all his men, in another man's ship, and find trouble in his house.

That prayer is the plot of the rest of the poem. Every one of its terms is fulfilled. The man who won by hiding his name loses ten years by giving it, and the reason he gives it is that a victory nobody can attribute to him does not feel like a victory. The Greeks had a word for the impulse, hubris, and this scene is its clearest illustration in the poem: not simple pride, but the overreach that invites a god's answer.

Who is telling you this?

One more thing, and it changes the whole episode. Books 9 to 12 are not narrated by the poet. They are spoken by Odysseus, at a dinner, to the Phaeacians, who are deciding whether to give him a ship home. He is a guest asking for the very gift the Cyclops refused.

So every detail in his telling is being chosen by a man who wants something from his audience. The crew who wanted to steal the cheese and run are in the story; so is the crew who beg him not to shout. In his version he is the one who honours guest-friendship and his men are the ones who cut corners. Nothing here proves he is lying. But you are reading testimony, not a report, and a reader who forgets that has handed the narrator a power he has not earned. In Module 3 you will meet several storytellers with the same advantage.

Common misconceptions

  • "Polyphemus is just a monster, so the ethics do not apply." The poem gives him a home, a flock he cares for competently, neighbours, a father and a prophecy he remembers. He is presented as a person who has rejected the rules, which is worse and more interesting.
  • "Odysseus escapes by strength." He escapes by a name, a hidden identity and a stack of sheep. The poem is consistent about this: his weapon is metis, and his defeats come when he swaps it for a shout.
  • "Epithets like rosy-fingered dawn are decoration a good translator would cut." They are the working parts of an oral technique. Cutting them tidies the English and removes the evidence of how the poem was made.
  • "Since Odysseus is the hero, his account of events is the poem's own view." The frame is explicit: he is a stranger at dinner, asking for passage home. The poet has arranged for you to hear the story from an interested party.

Where this leaves us

One episode has given you four things you will use again: a social rule that a text can be built on, a joke that cannot cross a language boundary intact, a poem that was made for the ear, and a narrator with an interest in how he comes out of the story.

The point: the Cyclops episode is not an adventure with a moral attached. The adventure is the moral: a man who understands obligations defeats a creature who refuses them, and then loses ten years because he could not resist being named.

Sources

  1. Homer. (1900). The Odyssey, Book 9 (S. Butler, Trans.). Project Gutenberg. gutenberg.org/ebooks/1727
  2. Homer. (1726). The Odyssey of Homer, Book 9 (A. Pope, Trans.). Project Gutenberg. gutenberg.org/ebooks/3160
  3. Homer. (1919). The Odyssey (A. T. Murray, Trans., Vol. 1). Harvard University Press. Perseus Digital Library. perseus.tufts.edu
  4. Puchner, M. (Ed.). (2018). The Norton Anthology of World Literature (4th ed., Vol. A). W. W. Norton.
Key terms
Xenia
Greek guest-friendship: the binding obligations between host and stranger, protected by Zeus.
Metis
Cunning practical intelligence, the quality Odysseus is repeatedly praised for.
Nostos
Homecoming, the goal of the whole poem and the thing Polyphemus prays to delay.
Epithet
A repeated descriptive phrase such as rosy-fingered dawn, used by oral poets to fit the metre.
Oral-formulaic composition
Building a long poem in performance out of ready-made phrases that fit the rhythm.
Hubris
Overreach that invites retribution, as when Odysseus shouts his name across the water.
Embedded narrative
A story told by a character inside the larger story, as Books 9 to 12 are told by Odysseus.

Gilgamesh and the Ramayana: A Hero Who Accepts and a Hero Who Will Not

  • Explain why Rama's instant acceptance of exile is presented as heroism, using the idea of dharma.
  • Read the oldest surviving advice about death in world literature and say what the speaker is actually recommending.
  • Describe how the physical survival of a text, clay tablets or a living recitation tradition, shapes what a reader can know about it.

A prince is crowned tomorrow. He leaves tonight.

In the second book of the Ramayana, a prince named Rama is to be made king the following morning. His father's second queen, Kaikeyi, calls in an old promise the king once made her: the throne goes to her own son instead, and Rama is to live fourteen years in the forest. Here is his entire reply, in Ralph Griffith's verse translation, published in the 1870s:

Yea, for my father's promise sake
I to the wood my way will take,
And dwell a lonely exile there
In hermit dress with matted hair.

No argument. No delay. He then asks one question, and the question is the reason this scene is unbearable rather than merely dutiful:

One only pang consumes my breast:
That his own lips have not expressed
His will, nor made his longing known
That Bharat should ascend the throne.

His father is lying face down on the floor of the room, weeping, unable to look at him. What hurts Rama is not the loss of a kingdom. It is that his father would not say it himself.

Here is the problem for you as a reader. Everything Module 1 taught you about epic heroism came from Odysseus, whose gift is refusing what is put in front of him: he escapes a cave, he outlasts a goddess, he talks his way onto a ship. Rama does the opposite in four lines and the poem calls it greatness. If your only test of a hero is whether he fights back, this scene will read as weakness, and you will have misread one of the most loved poems on earth.

The word the scene is built on: dharma

Dharma has no single English word. It covers something like duty, right conduct, and the order of things all at once: what you owe, given who and where you are. It is not the same for everybody. A king's dharma, a son's dharma and a wife's dharma differ, and the drama of Sanskrit epic comes from the places where two of them pull against each other.

Rama's dharma as a son is to make his father's word true. His dharma as a prince is to take the throne he is owed. He cannot do both. He chooses the first without visible hesitation, and the poem spends thousands of lines on the wreckage: his mother's grief, his brother's fury, a city that follows him to the river and has to be tricked into going home, and a father who dies of it. The Ramayana does not pretend the choice is cheap. It insists that it is right and that it is ruinous, at the same time, for twenty-eight cantos.

Why this matters: a text can be built on a value you do not hold. Reading it well means working out what the value is and following the argument the poem makes with it, which is a different task from agreeing.

The speech Sita makes, and what it is doing

Rama tells his wife Sita to stay behind in the palace. She refuses, and her refusal is an argument from the same idea he just used on himself:

My lord, the mother, sire, and son
Receive their lots by merit won;
The brother and the daughter find
The portions to their deeds assigned.
The wife alone, whate'er await,
Must share on earth her husband's fate.
So now the king's command which sends
Thee to the wild, to me extends.

Read that structure again, because it is doing something clever. Everyone else, she says, gets what their own actions earn. A wife's portion is fixed to her husband's. Therefore the sentence passed on him has automatically been passed on her, and by staying in the palace she would be the one disobeying. She defeats his order by applying his own principle more strictly than he did.

You can find Sita's position confining; many readers over the last century have, and a large body of modern retellings exists because of it. That is a legitimate response, and it is a stronger one if you can first state accurately what she says. Notice too that in the scene itself she is not passive at all. She argues, she wins, and she goes.

The other king: Gilgamesh cannot accept anything

Now move a long way west, and back more than a thousand years. The Epic of Gilgamesh was written in cuneiform on clay tablets in Mesopotamia; the oldest substantial copies we have date from around 1800 BCE, which makes it the oldest long poem anybody can read. Its king rules Uruk so brutally that the gods create a rival for him: Enkidu, a wild man living with the animals, who in the Old Babylonian text

ate herbs with the gazelles,
Drank out of a trough with cattle.
(Jastrow and Clay, 1920)

A woman is sent to bring him into the human world. She tells him, I gaze upon thee, Enkidu, like a god art thou, and then, Come, arise from the accursed ground. He learns bread and beer and clothes, the animals run from him, and he goes to the city to fight the king. They fight. Then they become inseparable, which is the real beginning of the poem.

Enkidu dies. Gilgamesh, who has never been refused anything, refuses this too: he will not let the body be buried, he puts on skins and walks out of his own city, and he goes looking for a man who is said to have escaped death, in order to be told how. On the way he meets a woman who keeps a tavern at the edge of the sea. Her answer to him is the oldest surviving statement of a thought you have probably heard in a hundred later forms:

Why, O Gish, does thou run about?
The life that thou seekest, thou wilt not find.
When the gods created mankind,
Death they imposed on mankind;
Life they kept in their power.
Thou, O Gish, fill thy belly,
Day and night do thou rejoice,
Daily make a rejoicing!
Let thy clothes be clean,
Wash thy head and pour water over thee!
Care for the little one who takes hold of thy hand!
Let the wife rejoice in thy bosom!
(Jastrow and Clay, 1920)

Read past the first half. This is usually quoted as eat, drink and be merry, and that is not what it says. The advice is: clean clothes, washed hair, hold the child's hand, be with the person who loves you. It is not a recommendation to stop caring. It is a list of the ordinary things that are available to a creature who will die, offered to a man who has walked out of his life because one of those things was taken from him.

Three poems, three answers to the same question

PoemThe limit the hero meetsWhat he does
The OdysseyA sea god who will not let him go homeOutwits it, twenty years, and gets there
The RamayanaA promise made by his father to somebody elseAccepts it in four lines, and the poem measures the cost
GilgameshDeath, after his friend dies of itRefuses, searches, fails, and comes home to build a wall

None of these is the correct answer to being mortal, and it is worth noticing how early all three were available. The last of them was on clay before any of the others existed.

How each poem reached you, which is not the same story

Gilgamesh survives as broken clay. Lines are missing; whole columns are gaps. When Jastrow and Clay published the Yale tablet in 1920, they were adding newly readable text to a poem scholars already had in pieces, and translations still print brackets and dots where the clay is damaged. There is no complete authorised Gilgamesh, and there never was one.

The Ramayana has the opposite problem. Attributed to the poet Valmiki and composed in Sanskrit verses called shlokas, thirty-two syllables in four parts, it has been recited, rewritten, dramatised and filmed continuously for two thousand years in dozens of languages. Tamil, Bengali, Hindi, Javanese, Thai and Malay versions differ from Valmiki's and from one another, sometimes about what happens. Griffith's English, rhymed in eight-syllable lines, is one translation of one Sanskrit version of a story that exists in many.

So when somebody says the Ramayana says, ask which one. And when somebody quotes Gilgamesh, look for the brackets.

Common misconceptions

  • "Gilgamesh is a myth, so there is one official version." It survives on damaged tablets in several languages and periods, and new fragments are still being identified. The text is a reconstruction, which the honest translations show you.
  • "Rama gives in because he is weak." The poem shows him as the most capable man in the kingdom, with an army that would have backed him and a brother urging him to take the throne by force. The refusal to use that power is the point being made.
  • "The tavern keeper's speech means life is meaningless, so enjoy yourself." Half the speech is about washing, clean clothes, a child's hand and a wife. It recommends returning to a life, not abandoning one.
  • "These poems are simply the same story, since all epics are alike." Put the three limits side by side and they are three different arguments about what a person owes: to a rule, to a father, to the dead.

The short version

Two more epics, and both of them work by pressing a hero against something he cannot beat. The Ramayana asks what it costs to keep a word that somebody else gave. Gilgamesh asks what a person does on the day it becomes obvious that the answer is no.

In short: a hero is whatever a culture thinks the hardest thing is. Cunning in Ithaca, obedience in Ayodhya, and in Uruk simply going back to the city and getting on with the wall.

Sources

  1. Valmiki. (1870-1874). The Ramayan of Valmiki, translated into English verse (R. T. H. Griffith, Trans.). Project Gutenberg. gutenberg.org/ebooks/24869
  2. Jastrow, M., and Clay, A. T. (1920). An Old Babylonian Version of the Gilgamesh Epic. Yale University Press. Project Gutenberg. gutenberg.org/ebooks/11000
  3. Wikipedia contributors. (2026). Epic of Gilgamesh. Wikipedia. en.wikipedia.org
  4. Puchner, M. (Ed.). (2018). The Norton Anthology of World Literature (4th ed., Vol. A). W. W. Norton.
Key terms
Dharma
Duty and right conduct as they apply to a particular person in a particular role; different for a king, a son and a wife.
Shloka
The standard Sanskrit epic verse, thirty-two syllables arranged in four parts of eight.
Cuneiform
Wedge-shaped writing pressed into wet clay, the script in which Gilgamesh survives.
Recension
One established version of a text that exists in several differing versions.
Lacuna
A gap in a damaged text, shown in translations by brackets or dots.
Frame of values
The set of beliefs a work assumes its readers hold, which a later reader has to reconstruct before judging the work.
Epic hero
The central figure of a long narrative poem, whose qualities show what the culture that made the poem thought was hardest.

Module 2: Greek Tragedy and the Argumentative Essay

Sophocles' Antigone read in Jebb's translation as a genuine dispute with two defensible sides, then the argumentative essay taught end to end on that dispute: claim, reasons, evidence, counterclaim, rebuttal, and a complete model essay taken apart line by line.

Antigone: Two People With Real Arguments

  • State Creon's position and Antigone's position in the terms each of them actually uses, without caricaturing either.
  • Quote from a translated play accurately and identify the exact line where the disagreement turns.
  • Take part in a text-based seminar using evidence rather than opinion, following a stated procedure.

Two brothers, one burial, and an order posted in Thebes

Outside the walls of Thebes, two brothers lie dead. They killed each other in the same minute, on opposite sides of a war over their own city. Eteocles defended it. Polyneices brought an army against it. Their uncle Creon, who is king now because every man ahead of him in the succession is dead, buries Eteocles with full military honours and then makes an announcement about the other body. Here is the announcement, in the translation Sir Richard Jebb published at Cambridge in 1891:

it has been proclaimed to the city that no one shall give him funeral honors or lamentation, but all must leave him unburied and a sight of shame, with his body there for birds and dogs to eat.

Their sister Antigone walks out to the plain at first light and throws a handful of dry dust over Polyneices. In Greek practice that was enough; a token covering discharged the duty. She is caught doing it a second time, brought in, and does not deny a thing.

That is the whole situation of Antigone, which Sophocles staged in Athens around 441 BCE at the Dionysia, the city's drama festival. It is short, under fourteen hundred lines, and you could read it in an evening. The reason people are still arguing about it twenty-four centuries later is not the plot. It is that both of the people in the argument have a case, and if you finish the play thinking one of them is simply an idiot, you have flattened it.

So this lesson is built as a dispute. You will get Creon's argument in his words, Antigone's in hers, a third position from a character who thinks the question itself is wrong, and then a seminar procedure for arguing it out.

Creon's case, which is not the case people remember him making

Ask most readers what Creon believes and you get something like: the state comes first, so shut up and obey. Here is what he actually says the first time he opens his mouth, seventy lines before Antigone appears:

Now, it is impossible to know fully any man's character, will, or judgment, until he has been proved by the test of rule and law-giving. For if anyone who directs the entire city does not cling to the best and wisest plans, but because of some fear keeps his lips locked, then, in my judgment, he is and has long been the most cowardly traitor.

Read that again. His opening claim is about courage. A ruler who knows what is right and says nothing because he is frightened is the worst kind of traitor. He then gives his reason for the edict:

And if any man thinks a friend more important than his fatherland, that man, I say, is of no account. ... I know this, that our country is the ship that bears us safe, and that only when we sail her on a straight course can we make true friends.

The ship image is doing real work. A city that has just survived a siege is a boat in weather. Everything anyone loves, including their families, is inside the hull. Creon's argument is therefore not that the state outranks the family as a matter of taste. It is that the family only exists because the state held. On his account, honouring the man who tried to burn Thebes and enslave its people tells every future attacker that treason costs nothing. The distinction he insists on is between the man who died for the city and the man who died trying to destroy it, and he will not let those two be buried the same way.

The point: before you can disagree with a position, you have to be able to state it in a form its holder would accept. Creon's position is a claim about what keeps a community alive, not a tantrum.

Antigone's case, in nine lines

The confrontation is written in stichomythia, single lines traded back and forth like a rally, which is how Greek tragedy signals that two people have stopped listening and started hitting:

Creon: You, you with your face bent to the ground, do you admit, or deny that you did this?
Antigone: I declare it and make no denial.
Creon: ... did you know that an edict had forbidden this?
Antigone: I knew it. How could I not? It was public.
Creon: And even so you dared overstep that law?

Then the rally stops and she takes the floor:

Yes, since it was not Zeus that published me that edict, and since not of that kind are the laws which Justice who dwells with the gods below established among men. Nor did I think that your decrees were of such force, that a mortal could override the unwritten and unfailing statutes given us by the gods. For their life is not of today or yesterday, but for all time, and no man knows when they were first put forth.

Notice what she does not say. She never says the edict is unfair, or that Polyneices was innocent, or that she loved him more than she fears the king. She makes a claim about ranking: there is a class of obligation that no human announcement can cancel, and burying your dead belongs to it. Her evidence for the ranking is age. Creon's edict has a date on it; the obligation she is invoking has none, and nobody can point to the day it was made. That is why she says no man knows when they were first put forth. A rule that nobody made cannot be unmade by a man with a herald.

The Greek phrase behind Jebb's "unwritten and unfailing statutes" is agrapta nomima, unwritten customs. It is worth knowing that this was not an odd private belief of Antigone's. Athenians recognised a body of unwritten obligation, burial of the dead prominent among it, alongside the written decrees of the assembly. Sophocles is putting two kinds of law that his audience genuinely held into the same room and making them collide.

Where the disagreement actually sits

It is tempting to file this as conscience against authority, or religion against politics. It is more precise than that. Lay the two positions against the same four questions:

The questionCreon's answerAntigone's answer
What makes a rule binding?That it comes from legitimate authority and protects the cityThat it is older than any authority and has no author to revoke it
Who is Polyneices now?An enemy of Thebes, and death does not change thatA dead man and her brother, and death has changed everything else
What happens if the other side wins?The next traitor pays nothing, and the city fallsThe gods below are robbed, and the pollution falls on Thebes
Can both be obeyed?Yes: mourn him privately, leave the corpse aloneNo: the obligation is the burial itself, not the feeling

The last row is the hinge, and it is where an argumentative essay on this play has to go. Creon thinks he is regulating a ceremony. Antigone thinks he is forbidding an act that the dead are owed. If you accept his description, her crime is stubbornness. If you accept hers, his edict was void from the moment it was cried in the street.

Haemon thinks you are asking the wrong question

Creon's son Haemon, who is engaged to Antigone, comes in and does something unexpected. He does not argue that his father's edict was wrong in principle. He reports data:

For dread of your glance forbids the ordinary citizen to speak such words as would offend your ear. But I can hear these murmurs in the dark, how the city moans for this girl ... none ever died so shamefully for deeds so glorious as hers, who, when her own brother had fallen in bloody battle, would not leave him unburied to be devoured by savage dogs, or by any bird.

His point is that a ruler who frightens people out of contradicting him has cut off his own information supply. Then he gives his father an image to answer Creon's ship:

You see how the trees that stand beside the torrential streams created by a winter storm yield to it and save their branches, while the stiff and rigid perish root and all?

Creon steered a straight course. Haemon says a tree that will not bend in a flood comes out by the roots. Two images of survival, and the play has now set them against each other, which is a sharper way of staging an argument than having a character announce a thesis. Haemon's practical claim is the one that turns out to be right: not that Antigone should be spared because she is holy, but that Thebes already thinks she should be, and a ruler who cannot hear that is flying blind.

The passage that makes Antigone harder to defend

If this play were propaganda for Antigone, it would end with her speech about the unwritten laws. It does not. On her way to be walled up alive she says this, and Jebb prints the lines inside square brackets because editors have long suspected they were added later:

Never, if I had been a mother of children, or if a husband had been rotting after death, would I have taken that burden upon myself in violation of the citizens' will. For the sake of what law, you ask, do I say that? A husband lost, another might have been found, and if bereft of a child, there could be a second from some other man. But when father and mother are hidden in Hades, no brother could ever bloom for me again.

That is a completely different argument. A moment ago she was obeying statutes that hold for everyone forever. Now she says she would have left a husband or a child unburied, and did this only because brothers are irreplaceable once your parents are dead. Readers have been uncomfortable with this since antiquity, which is why you will find the passage bracketed, footnoted, or quietly cut in performance. You should not pretend it is not there. If you are going to argue that Antigone acts on principle, you have to say something about the seventy seconds in which she does not.

Worth holding on to: the strongest evidence against your own claim is usually sitting in the text you are quoting from. Finding it first is not a weakness in an essay; it is the difference between an argument and an advertisement.

How it ends, and what the ending settles

The blind prophet Tiresias arrives and tells Creon the altars are fouled with carrion carried there by birds, so the gods will accept nothing from Thebes. Creon accuses him of taking bribes, then panics, then goes to fix it in the wrong order: he buries Polyneices first and goes to the tomb second. Antigone has already hanged herself. Haemon kills himself in front of his father. Creon's wife Eurydice, hearing of it, kills herself too. Creon ends the play carrying his son's body and asking to be led out of the way.

Here is the trap. The ending proves Creon was wrong to do this. It does not prove the general claim that a ruler may never put the city above a family's claim, and Sophocles does not have anyone say that it does. What the play makes unmistakable is narrower and more useful: Creon was warned by his son, warned by the chorus, and warned by a prophet with a perfect record, and he treated all three warnings as attacks. The disaster follows from that, not from an abstract ranking of duties. An essay that says the play teaches us the gods matter more than the state is claiming more than the text hands over.

The chorus, fifteen Theban elders who comment between scenes, is not a neutral narrator either. They tell Creon his edict is his right to make. They tell Antigone she destroyed herself by her own headstrong temper. They sing the famous ode beginning "Wonders are many, and none is more wonderful than man" and then use it to warn that the same cleverness goes either way. Treat them as a character with a nervous position, not as Sophocles speaking.

Run the seminar

A seminar is not a debate and not a discussion of how the play made you feel. It is a conversation in which every claim is anchored to a line. You can run this alone by writing both sides, but it is far better with two to six people who have all read the play.

The procedure. Set forty minutes. One person keeps time and does not argue. Everyone brings the text.

  1. Opening round, five minutes. Each person reads out one line from the play that they find hardest to answer, and says nothing else. No responses yet.
  2. Core question, twenty minutes. Was Creon's edict a law? Not: was it wise, or was he a nice man. Whether a proclamation that the gods will not accept counts as law at all. Every contribution must begin by naming a line.
  3. Turn, ten minutes. Each person has to state the strongest version of the side they do not hold, and the person who holds it says whether it was stated fairly. If it was not, the first person tries again.
  4. Close, five minutes. One sentence each: what changed in your view, or what would have to be true for you to change it.

Three rules that make it work. Quote before you paraphrase. Address the argument, never the speaker. If you cannot find a line, say so out loud and let the point go.

Sentence starters, which are not a crutch. They exist because the hardest part of a seminar is disagreeing without wrecking it.

  • "In line 450 she says the edict was not published by Zeus, which suggests that ..."
  • "I agreed with that until Haemon's tree image, because ..."
  • "The strongest thing on the other side is the bracketed passage, and my answer to it is ..."
  • "I think we are using the word law in two different senses. Creon means ..."

Common misconceptions

  • "Creon is a tyrant, so there is no real dispute." The word tyrant in Greek meant a ruler who took power irregularly, and Creon's claim is legitimate: he is next of kin and the city accepts him. His first speech argues for speaking up rather than staying silent. He becomes tyrannical over the course of the play, and watching that happen is most of the drama.
  • "The chorus tells you what Sophocles thinks." These elders back the edict, then blame Antigone's temper, then panic and tell Creon to reverse everything. They are frightened men managing a king, and the play is not in their pocket.
  • "Antigone is punished by fate, because Greek tragedy is about fate." Nobody in this play is told in advance what must happen. Creon receives three warnings and rejects all three. A prophecy arrives only after he has made every decision himself.
  • "Burying the body was a symbolic gesture, so the edict was not really being broken." A token sprinkling of dust was a complete burial in Greek practice, which is precisely why Creon treats it as a capital offence rather than as litter.

Where this leaves us

You now have a dispute with two documented sides, a third position that reframes it, a piece of evidence that damages the side most readers pick, and an ending that settles less than it appears to. That is exactly the raw material an argumentative essay needs, and the next lesson builds one out of it.

In short: Creon says a rule is binding because the city made it and the city keeps you alive. Antigone says a rule is binding because nobody made it and nobody can unmake it. Both of them are quoting something real, and the play kills four people rather than pick.

Sources

  1. Sophocles. (1891). The Antigone of Sophocles (R. C. Jebb, Ed. and Trans.). Cambridge University Press. Perseus Digital Library. perseus.tufts.edu
  2. Wikipedia contributors. (2026). Antigone. Wikipedia. en.wikipedia.org
  3. Wikipedia contributors. (2026). Greek tragedy. Wikipedia. en.wikipedia.org
  4. Puchner, M. (Ed.). (2018). The Norton Anthology of World Literature (4th ed., Vol. A). W. W. Norton.
Key terms
Stichomythia
Dialogue in single alternating lines, used in Greek tragedy where two characters are in direct conflict.
Unwritten law
Obligation held to bind everyone without ever having been enacted; Antigone's term for the duty to bury the dead.
Edict
A rule proclaimed by a ruler on his own authority, as distinct from a law passed by an assembly.
Chorus
A group, here fifteen Theban elders, who sing and comment between scenes; a character with its own interests, not a narrator.
Dionysia
The Athenian festival at which tragedies were performed in competition before a mass civic audience.
Bracketed lines
Text an editor prints inside square brackets to show that it may be a later addition to the manuscript.
Seminar
A structured discussion in which every claim must be anchored to a specific line of the text.

Building an Argument: Claim, Reason, Evidence, Counterclaim, Rebuttal

  • Turn an observation about a text into a claim that can actually be argued against.
  • Attach evidence to a reason and write the sentence that explains why the evidence counts.
  • Find the strongest objection to your own claim and answer it using one of four named moves.

Two sentences about the same play, and only one of them is an essay

Here are two sentences a tenth grader might write about the play you read last lesson.

  1. Antigone buries her brother even though Creon has forbidden it.
  2. Antigone's argument is strongest at line 450 and weakest at line 905, and an essay defending her has to rest on the first passage and account for the second.

The first sentence is true. Nobody can disagree with it, and there is nothing to do with it except repeat it. The second could be wrong. Somebody could read the play and conclude the opposite, and they would need reasons and quotations to do it. That difference is the whole subject of this lesson: an essay begins when you write a sentence that a reasonable person could deny.

What follows is a procedure. You will build one argument about Antigone from nothing to a full outline, in order, with the actual words at each stage. Then you will change one thing near the start and watch the whole outline turn into a different essay. Do not skip to the second half. The point of the first half is that every part has a job you can name.

Part one: the claim, and three tests it has to pass

A claim, also called a thesis statement, is one sentence saying what you think is true and are prepared to prove. Run every candidate through three tests.

TestThe questionFailsPasses
ArguableCould a careful reader deny this?Sophocles shows that Antigone and Creon disagree.Creon's edict fails as law on his own terms, not on Antigone's.
SpecificDoes it name what, where, and in what way?The play is about the conflict between law and morality.Haemon's flood image defeats his father's ship image, and the plot proves him right.
AnswerableCan the text settle it?Sophocles wanted Athenians to distrust their leaders.The play blames Creon for refusing three warnings, not for ranking city above family.

The third test catches the commonest failure in literature essays. Claims about what the author wanted, believed, or was trying to say cannot be checked against anything, because Sophocles left no notes. Claims about what the text does can be checked line by line. Rewrite every intention claim as a text claim and your evidence problem solves itself.

For the worked example, take this claim:

Creon's edict is defeated by his own argument, not by Antigone's, because he claims the edict protects Thebes and the play shows it is poisoning Thebes.

Arguable: yes, plenty of readers think Antigone's divine-law argument is what beats him. Specific: it names the edict, the claim behind it, and the evidence type. Answerable: the play contains the altars and the prophet.

Part two: reasons, found with the word because

A reason is a sentence that would finish the phrase "and that is true because ...". You usually want two or three. Each becomes one body paragraph, which is why a reason that cannot fill a paragraph is really a detail and belongs inside another reason.

Our claim gives up three reasons without much work:

  1. Because Creon states the standard himself. He says the country is the ship that bears us safe. That makes protecting Thebes the test he has asked to be judged by.
  2. Because Tiresias reports that the edict is what has fouled the city. Birds have carried carrion from the body onto the altars, so the gods now refuse offerings from Thebes. The edict is producing the exact harm it was supposed to prevent.
  3. Because the deaths follow from Creon's refusal to take information, not from the ranking of duties. His son brings him the city's view; the chorus tells him to reverse; the prophet tells him what is happening. He calls all three liars or bribe-takers.

Key idea: reasons are not summary. If a reason could be written without having read past the first scene, it is a plot statement wearing a reason's coat.

Part three: evidence, and the sentence most writers leave out

In a literature essay, evidence means quoted words. A quotation on its own proves nothing; it just sits there. Three things have to happen around it, and the third is the one people skip.

  1. Set up. Who says it, when, to whom, under what pressure. One clause is usually enough.
  2. Quote. Exactly, inside quotation marks, short. Four to fifteen words is normal. If you need more, you have not found the line yet.
  3. Warrant. The sentence explaining why those words prove your reason. The Toulmin model calls this the warrant, or bridge: it connects the data to the claim, and without it your reader has to guess.

Here is reason 2 written badly, in the way almost everybody writes it the first time:

Tiresias tells Creon that the altars are fouled with carrion. This shows that the edict was wrong.

And here it is with the missing sentence supplied:

Tiresias arrives after every other warning has been dismissed, and reports that birds and dogs have carried pieces of Polyneices onto the altars, so that the gods now accept nothing from Thebes. Creon had defended the edict on the ground that the city is "the ship that bears us safe". If leaving the body exposed is what has cut Thebes off from the gods, the edict is no longer protecting the ship; it is holing it. The prophet does not defeat Creon with Antigone's principle about unwritten law. He defeats him with Creon's own.

The second version is longer, but not because it was padded. Every added sentence does a job: the first places the moment, the middle quotes the standard being applied, the last names the conclusion. Read your own body paragraphs looking for a sentence that begins "this shows that" and ends without showing anything. That is where the warrant goes.

Part four: the counterclaim, and how to find the real one

A counterclaim is the strongest reading that would make your claim false. Not the weakest. The test of whether you have found it is simple: would somebody who holds it recognise their own view in your sentence?

There are two reliable ways to find it. The first is to take your own best evidence and ask what else it could mean. The second is to ask what a reader who loves the play would say if they thought your claim made it smaller.

Applied here, the real counterclaim is this:

Counterclaim. Antigone's argument is what defeats Creon, and Tiresias is the proof of it rather than an alternative to it. The prophet's news is that the gods are angry, and the gods are angry about exactly what Antigone said they would be angry about: a mortal treating his decree as able to override "the unwritten and unfailing statutes given us by the gods". Reading the ending as an internal failure of Creon's policy quietly removes the play's religion.

That is a good objection. It quotes. It explains why our reading might be a loss rather than a gain. A weak counterclaim would have been "some people think Antigone is the hero", which nobody has to answer.

Part five: rebuttal, four moves

A rebuttal is not a louder restatement of your claim. It is a specific answer, and there are only four things you can honestly do.

MoveWhat you sayOn this counterclaim
Concede and limitThat is true, and here is how far it goesThe gods are certainly involved, but their anger is reported as a consequence of rotting flesh on altars, a physical fact about the city
Challenge the evidenceThe line does not say what it is taken to sayTiresias never mentions unwritten law, Zeus's edicts, or Antigone at all; he talks about birds, altars and omens he cannot read
Challenge the inferenceThe evidence is real, the conclusion does not followDivine anger in this play does not prove Antigone's ranking of laws was right; it proves this particular edict had consequences its author did not price
Show the costAccepting it forces you into something worseIf the gods settle the question, Haemon's warning and the chorus's advice become decoration, and three quarters of the play stops doing anything

You do not need all four. One executed properly beats four gestured at. In practice the strongest essays use concede-and-limit plus one other, because conceding the true part of an objection is what makes the rest of the rebuttal believable.

Part six: where the counterclaim goes

Two arrangements are standard, and they are not interchangeable.

Counterclaim lateCounterclaim early
OrderClaim, reasons 1 to 3, counterclaim, rebuttal, conclusionClaim, counterclaim, rebuttal, reasons 1 to 3, conclusion
Best whenYour reasons are strong and the objection is narrowYour reader already believes the objection and will not hear you until it is addressed
RiskThe objection arrives after the reader has stopped listeningYou spend your opening on somebody else's argument

For our essay, counterclaim late is right. Most readers do not arrive already convinced that divine law is the engine of the play, so the objection is worth raising but does not need to lead.

The whole outline, in order

  1. Introduction. The situation in three sentences. The claim as the last sentence of the paragraph.
  2. Reason 1. Creon sets the standard: the city is the ship. Quote from his first speech. Warrant: he has told us how to judge him.
  3. Reason 2. Tiresias reports the altars. Quote. Warrant: the edict is producing the harm it was meant to prevent.
  4. Reason 3. Three warnings refused. Quote Haemon on murmurs in the dark. Warrant: the deaths follow from the refusal, not from the principle.
  5. Counterclaim. Antigone's divine-law argument is the real engine. Quote line 455.
  6. Rebuttal. Concede: the gods are in it. Limit: Tiresias never argues her case. Then show the cost: her reading makes Haemon decorative.
  7. Conclusion. Not a restatement. Say what follows: a ruler in this play is destroyed by a failure of information, which is a more frightening story than a failure of piety.

Change one input and watch the essay flip

Keep everything else and change the claim to this:

Creon's edict is a valid law that he enforces badly, and the play punishes the enforcement rather than the law.

Now walk the same procedure and notice what moves. Reason 1 survives unchanged: Creon is still the legitimate ruler and the ship speech is still his standard. Reason 2 is now a problem rather than a support, because if the edict fouls the altars, its validity is exactly what is in question; so it has to be demoted into the counterclaim. Reason 3 gets promoted to the lead, since enforcement is now the subject. A new reason is needed, and the text supplies one: Creon does eventually bury Polyneices, which means he could have complied without abandoning his principle, so the play has shown the edict was revocable rather than void.

The counterclaim changes too. It is now the Tiresias evidence, and the rebuttal has to use challenge-the-inference: divine anger at an unburied corpse shows the edict had a cost, not that Creon lacked the authority to issue it.

Bottom line: the claim is not a label stuck on an essay you have already written. Change it and every other part reshuffles, which is why you write it first and why it is the only sentence worth ten minutes on its own.

Common misconceptions

  • "A counterclaim makes my essay look weak." The opposite. An essay that has never met an objection reads as one that has not been tested. The Purdue OWL puts it plainly: leaving out evidence that does not support your thesis is not clever, it is dishonest, and readers who know the objection will notice it is missing.
  • "Longer quotations are stronger evidence." A long quotation transfers the work to your reader. Short quotations forced into your own sentence prove you know which words matter.
  • "The conclusion should restate the introduction." Then the last thing your reader sees is something they read four minutes ago. A conclusion says what now follows, given what the body established.
  • "I should write the introduction first." You can, but you will rewrite it. The claim usually gets sharper while you are assembling evidence, and the introduction has to match the claim you actually proved.

Putting it together

Claim, reasons, evidence, warrant, counterclaim, rebuttal. Six parts, each with one job, and an order you can check. When an essay feels wrong and you cannot say why, name the parts in the margin. Nine times out of ten a part is missing, and it is the warrant.

The upshot: an argument is a claim somebody could deny, held up by reasons, each carrying quoted evidence and a sentence that says why the evidence counts, with the best objection stated fairly and answered in a named way.

Sources

  1. The Writing Lab and the OWL at Purdue. (2018). Argumentative essays. Purdue University. owl.purdue.edu
  2. The Writing Lab and the OWL at Purdue. (2018). Organizing your argument (Toulmin, Classical and Rogerian methods). Purdue University. owl.purdue.edu
  3. Sophocles. (1891). The Antigone of Sophocles (R. C. Jebb, Ed. and Trans.). Cambridge University Press. Perseus Digital Library. perseus.tufts.edu
  4. Toulmin, S. E. (1958). The Uses of Argument. Cambridge University Press.
Key terms
Claim
The one sentence an essay sets out to prove; it has to be deniable by a careful reader or there is nothing to prove.
Reason
A statement that completes the phrase and that is true because ...; each reason normally becomes one body paragraph.
Evidence
In a literature essay, the quoted words of the text, set up and kept short.
Warrant
The sentence explaining why a piece of evidence supports the reason it sits under; Toulmin's bridge between data and claim.
Counterclaim
The strongest reading that would make your claim false, stated so its holders would recognise it.
Rebuttal
A specific answer to the counterclaim: concede and limit, challenge the evidence, challenge the inference, or show the cost.
Intention claim
A claim about what an author wanted or believed; unusable in an essay because no passage can settle it.

A Failing Draft and the Essay It Should Have Been

  • Name five specific faults in a weak literary argument instead of calling it bad.
  • Read a complete model argumentative essay and identify the job each paragraph is doing.
  • Apply the same diagnosis to a draft of your own before anyone else reads it.

The draft that gets a C and nobody can explain why

A real tenth grader wrote something very like this. It is not stupid. It is organised, it is on topic, it has a quotation, and it is going to lose half the available marks. Read it once straight through, and resist the urge to fix it yet.

In the play Antigone by Sophocles, there is a big conflict between Antigone and Creon. Sophocles uses this conflict to show the reader that you should always follow your heart. Antigone is a very brave character who is willing to die for what she believes in.

First of all, Antigone's brothers Eteocles and Polyneices kill each other in a war. Creon decides that Eteocles can have a funeral but Polyneices has to be left outside for the birds and dogs. Antigone goes out and puts dust on the body anyway. She gets caught by a guard and brought in front of Creon, and she admits it right away. This shows how brave she is.

Another reason is that Antigone stands up to Creon. "Yes, since it was not Zeus that published me that edict." This shows that she thinks the gods are more important than the king. Creon is a tyrant who only cares about power, and he does not listen to anybody, not even his own son Haemon, who is engaged to Antigone.

In conclusion, Antigone is a very brave character who follows her heart, and Creon is a tyrant. Sophocles is telling us that we should always do what we think is right no matter what anybody says. This is still true today, which is why the play is still read after so many years.

Now diagnose it. Not "it needs more detail". Five faults, each with a name and a location.

Fault one: the claim is not about the play

"Sophocles uses this conflict to show the reader that you should always follow your heart" fails two of the three tests from last lesson. It is an intention claim, so no passage can settle it. And it is not deniable in any interesting way, because it is a slogan rather than a reading. A reader cannot disagree with it; they can only find it embarrassing.

Worse, it is contradicted by the text three pages later. Antigone does not say she is following her heart. She says the opposite: that she is bound by statutes that exist whether or not anybody feels anything about them.

Fault two: paragraph two is plot, wearing a reason's coat

Everything from "First of all" to "brought in front of Creon" is summary. You can tell because none of it could be denied, and because it would be identical in an essay arguing the opposite. Summary is not a crime in itself; a sentence of it is often needed to place a quotation. A whole paragraph of it is one of your three body paragraphs gone.

The tell is the last sentence: "This shows how brave she is." Nothing in the paragraph is about bravery. The writer has asserted the point rather than reached it.

Fault three: the dropped quotation

"Yes, since it was not Zeus that published me that edict." sits alone as a complete sentence with no speaker, no situation, and no grammar connecting it to anything. Then it is glossed with "This shows that she thinks the gods are more important than the king", which is not what the line says. The line says the edict lacks the authority it claims, which is a point about law, not a preference ranking between two authorities.

A dropped quotation is always a sign that the writer found a line that sounded important without working out what it argues.

Fault four: there is no opposition anywhere

"Creon is a tyrant who only cares about power" is the single most damaging sentence in the draft, because it makes the essay unnecessary. If one side is a cartoon, there is no argument to settle and nothing for evidence to do. It is also false to the text: Creon's opening speech argues that a ruler who keeps quiet out of fear is the worst kind of traitor, which is not a line for a man who only cares about power.

No counterclaim appears. Nothing in four paragraphs could possibly be wrong, which is why nothing in them is worth reading.

Fault five: the conclusion adds a new claim and then leaves

"This is still true today, which is why the play is still read" arrives in the last line, is much larger than anything argued, and is supported by nothing. A conclusion that reaches for relevance is usually a conclusion with nothing to conclude.

So what?: every one of these five faults is repairable by a decision made before the drafting starts. Four of them vanish the moment the claim is rewritten.

The essay it should have been

Here is a complete argumentative essay on the same topic, roughly nine hundred words, written to the procedure in the previous lesson. Read it once for the argument. The anatomy comes afterwards.

The Ground Antigone Stands On

When Creon asks whether she knew about the edict, Antigone gives the shortest possible answer: "I knew it. How could I not? It was public." She is not claiming ignorance, mitigation, or even the right to mourn. Eleven lines later she has told the king of Thebes that his proclamation was void. Readers have called that choice heroic, fanatical, and suicidal, and there is evidence in the play for each. But the question worth arguing is narrower and harder: what ground is she actually standing on, and does the play hold it? Antigone's defence rests on a claim about the limits of human legislation, not on family feeling, and the play corroborates that claim twice before undermining it once in a passage its own editors distrust.

Start with what she says, because it is not what she is usually reported as saying. Her answer to Creon is that his edict lacked the authority it assumed: "it was not Zeus that published me that edict", and no mortal decree has force enough "to override the unwritten and unfailing statutes given us by the gods". Her evidence for the existence of those statutes is their age, and she gives it precisely: "their life is not of today or yesterday, but for all time, and no man knows when they were first put forth". That is an argument, and it has a shape. A rule with a known author and a known date can be repealed by that author. A rule that has neither cannot be, because there is nobody with standing to repeal it. Burial of the dead, in Athenian understanding, belonged to that second class. Antigone is therefore not asking Creon to make an exception for her brother. She is telling him that on this subject he has been issuing orders about something outside his jurisdiction.

The play's first corroboration is physical rather than theological. Tiresias arrives in the final third and reports that birds and dogs have carried pieces of Polyneices to the altars of Thebes, so that the gods now refuse every offering the city makes. This matters for Antigone's case in a way that is easy to miss. Her claim was that the obligation exists independently of anyone's feelings about it; the prophet's news is that the consequences of breaking it are landing on a city that has no feelings about it either. Thebes did not bury Polyneices out of loyalty to Creon, and Thebes is being punished regardless. An obligation that produces effects on people who never chose to break it is behaving exactly like the kind of law Antigone described and not at all like a private conviction.

The second corroboration comes from Haemon, and it converts the question from a private one into a civic one. He tells his father that fear "forbids the ordinary citizen to speak such words as would offend your ear", and then reports what those citizens say when the king cannot hear: that no woman ever deserved death less, and that she should receive golden honour. If Antigone's ground were personal conscience, the city's agreement would be irrelevant, because conscience does not take a vote. What Haemon establishes is that Thebes recognises the obligation too, and has been silenced rather than persuaded. Her act is a suppressed public judgement carried out by one person, which is a different thing from a private one.

The strongest objection to all of this is in Antigone's own mouth. On her way to be entombed she says she would never have done it for a husband or a child, because "a husband lost, another might have been found", while "when father and mother are hidden in Hades, no brother could ever bloom for me again". If that is her real ground, this essay has been describing a principle she does not hold, and her defence at line 450 was a legal costume over a family loyalty.

The objection is serious and cannot be waved off, but it can be limited. Three things restrict its reach. First, Jebb prints those lines inside square brackets, recording a long editorial suspicion that they were added by a later hand; an argument resting on bracketed text is resting on the least secure ground in the play. Second, even taken as genuine, the speech answers a different question from the one at line 450. There she says why the edict has no force; here she says why she was willing to pay this price rather than another. A person can hold a universal obligation and still admit which particular case made them act on it. Third, and decisively, the ground she is convicted on is the earlier one. Creon does not answer the brother argument, because it comes after sentencing. What he answers, and what the play tests to destruction, is the claim that a mortal cannot override the unwritten laws.

The play does not award Antigone a victory. She dies, and she dies before the reversal reaches her. What it does is put her stated ground under pressure from three directions and fail to break it: the prophet confirms that the obligation has teeth, the city confirms that the obligation is recognised, and the king's counterargument never rises above his own authority. That leaves a reader with something more uncomfortable than a heroine. It leaves a legal claim that survived the trial, made by a person the state killed anyway.

The anatomy, paragraph by paragraph

ParagraphJobHow you can tell
1Situation, then claim as the last sentenceOpens on a quoted line, not on the play's importance; the claim names a ground, a corroboration count, and an objection
2Reason 1: what she actually arguesThree short quotations, then a warrant explaining the repeal logic that makes the quotations matter
3Reason 2: physical corroborationUses Tiresias to test the claim rather than to praise Antigone; the warrant turns on people who had no stake
4Reason 3: civic corroborationIntroduces evidence that would be irrelevant if the claim were about conscience, and says so
5Counterclaim, stated at full strengthQuotes the damaging passage and states what it would cost the essay if true
6Rebuttal in three limited movesChallenge the evidence, concede and limit, then the decisive point about what she was convicted on
7Conclusion that does not restateNames what follows from the argument and ends on a consequence rather than a summary

Two things the model does that are worth stealing

It quotes small and often. Count them: the essay uses nine quotations, none longer than sixteen words, every one folded into the writer's own sentence. Long block quotations make a marker suspect you cannot tell which words matter.

It does not win. The last paragraph concedes that Antigone dies and that the play gives her no victory. Nothing in the argument required a happy ending, and pretending otherwise would have handed a reader an easy objection. Refusing to overclaim is not modesty; it is removing the handle by which your essay could be picked up and thrown.

Common misconceptions

  • "A weak essay just needs more quotations." The failing draft has a quotation. It is dropped, misread and unconnected. Adding three more of the same kind would make it longer and no better.
  • "You cannot criticise a character's argument in an essay that defends them." The model spends an entire paragraph on Antigone's weakest speech and is stronger for it. Selecting only flattering evidence is the fault the Purdue OWL calls unethical, and it is also easy to spot.
  • "Sophisticated essays use long sentences and difficult words." The model's most important sentence is fourteen words long: a rule that has neither cannot be repealed, because there is nobody with standing. Difficulty belongs in the idea, not in the syntax.
  • "The conclusion is where you say why the text still matters today." A conclusion that has to reach outside the text for significance is admitting the body did not find any inside it.

What to carry forward

You have now seen the same topic written twice: once by a writer who knew what happened in the play, and once by a writer who knew what was being argued in it. The gap between them is not vocabulary or length. It is five decisions, four of which are made before drafting.

The core of it: a claim about the text rather than the author, reasons that are not plot, quotations folded into your own sentences with a warrant underneath, the strongest objection stated in its own words, and a conclusion that says what follows rather than what was said.

Sources

  1. Sophocles. (1891). The Antigone of Sophocles (R. C. Jebb, Ed. and Trans.). Cambridge University Press. Perseus Digital Library. perseus.tufts.edu
  2. The Writing Lab and the OWL at Purdue. (2018). Argumentative essays. Purdue University. owl.purdue.edu
  3. Wikipedia contributors. (2026). Richard Claverhouse Jebb. Wikipedia. en.wikipedia.org
  4. MLA Handbook (9th ed.). (2021). Modern Language Association of America.
Key terms
Dropped quotation
A quotation standing alone as its own sentence, with no speaker, situation or grammatical connection to the writer's prose.
Plot summary
Retelling of events; identifiable because it would read identically in an essay arguing the opposite case.
Straw man
An opposing position weakened before it is answered, which removes the reason for the essay to exist.
Overclaiming
Asserting more than the evidence supports, which gives a reader the easiest possible objection.
Anatomy
Reading an essay by naming the job of each paragraph rather than its topic.
Concession
Granting a true part of an objection, which is what makes the rest of a rebuttal believable.

Module 3: The World Short Story

Four stories from four countries, each printed in a public domain translation and read for the machinery that makes it work: Tolstoy's escalating fable, Chekhov's refusal to judge, Maupassant's turn, Tagore's frame, and a lesson spent on what happens inside a single translated sentence.

Tolstoy Tells You the Answer, Chekhov Refuses To

  • Trace how a story escalates by repeating one action with rising stakes, using Tolstoy's four land purchases.
  • Describe what an author does with the ending when he declines to state a moral, using Chekhov's last paragraph.
  • Quote accurately from a translated story, naming the translator and the date of the translation.

Two sisters over tea, and something behind the oven

An elder sister visits her younger sister in a Russian village and starts boasting about town life: the clothes, the theatre, the food. The younger sister defends the village. Her argument is that a peasant's life is safer. In Louise and Aylmer Maude's 1906 translation she says, "Though a peasant's life is not a fat one, it is a long one. We shall never grow rich, but we shall always have enough to eat."

Her husband Pahóm is lying on top of the oven listening, and he thinks this:

Our only trouble is that we haven't land enough. If I had plenty of land, I shouldn't fear the Devil himself!

Then comes the sentence that turns a domestic scene into a plot:

But the Devil had been sitting behind the oven, and had heard all that was said.

That is the first page of How Much Land Does a Man Need?, which Leo Tolstoy published in 1886. You now know the ending. Not the events, but the shape: a man has said a foolish thing out loud, something has heard him, and the story is going to be the collection of the debt. This lesson follows Pahóm to the end of that, then puts a second story beside it that works by doing the exact opposite.

Four purchases, and the same sentence each time

Watch the pattern rather than the plot.

  1. The first land. A lady in the district sells her estate. Pahóm scrapes together the money, buys about forty acres, and is happy. He is so happy that he begins fining his neighbours when their cattle stray onto it. The neighbours, who were his friends, start to hate him.
  2. The Volga. A passing peasant mentions land beyond the Volga, ten times as much for the same money. Pahóm sells up and moves. He now has ten times the land and starts renting more, because he wants to sow wheat and his own fields will not carry it.
  3. The dealer. A dealer stops at his house and mentions the Bashkirs, who will sell enormous tracts for almost nothing. Pahóm sets off with presents.
  4. The Bashkirs. Their chief explains the price. "Our price is always the same: one thousand roubles a day." Pahóm does not understand. The chief explains: "We sell it by the day. As much as you can go round on your feet in a day is yours, and the price is one thousand roubles a day." One condition: he must return to the starting point before the sun sets, or he loses the money and gets nothing.

Notice what Tolstoy has built. Each stage gives Pahóm exactly what he asked for at the previous stage, and each time the satisfaction lasts about a paragraph. The story is not about a man who fails to get land. It is about a man who succeeds four times and is hungrier after each success. That is escalation: the same action repeated with rising stakes, and the repetition is the argument.

The night before the walk he dreams. In the dream the Bashkir chief is laughing outside the tent, then is the dealer, then is the peasant from the Volga, then is "the Devil himself with hoofs and horns, sitting there and chuckling", and in front of him lies a barefoot man, dead, and Pahóm looks closer and sees that it is himself.

What matters here: the dream tells the reader the ending before it happens. Tolstoy is not building suspense about whether Pahóm dies. He is building it about how long the man will keep walking after he has been warned.

The walk

Pahóm starts at sunrise, digging holes to mark the corners. The land is so good that he keeps extending each side. He turns the first corner too late, the second later still. By afternoon he is far from the hillock and the sun is dropping. He throws away his boots, then his flask, then his cap. Maude's sentence is flat and terrible: "The sun waits for no man, and it was sinking lower and lower."

He reaches the hillock as the sun goes down, sees the chief holding his sides with laughter exactly as in the dream, stretches out his hands to the fox-fur cap full of money, and falls. Blood runs from his mouth. The Bashkirs click their tongues in pity. And then Tolstoy writes the last two sentences of the story:

His servant picked up the spade and dug a grave long enough for Pahóm to lie in, and buried him in it. Six feet from his head to his heels was all he needed.

That last line answers the question in the title. Tolstoy has asked a question, spent nine pages constructing a trap, and closed it with a measurement. There is nothing left for a reader to decide.

Now the opposite: a bet made at a dinner party

Anton Chekhov published The Bet in 1889, three years after Tolstoy's story. It opens with an argument at a party about capital punishment. The banker says death is more humane than life imprisonment. A lawyer of twenty-five says the opposite: "To live anyhow is better than not at all." The banker loses his temper and shouts, "I'll bet you two million you wouldn't stay in solitary confinement for five years."

The lawyer raises it himself. Not five years. Fifteen. He goes into a lodge in the banker's garden and stays there, receiving books, wine, tobacco and a piano through a window, allowed to write and read but not to see or hear another person.

Chekhov then does something a lesser writer would never risk: he summarises fifteen years in six paragraphs, by listing what the man reads. Light novels in year one. The classics in year two. In year five, music and wine again, and a year spent eating, lying in bed and crying. From the middle of year six, languages, philosophy and history, six hundred volumes in four years. Then the Gospel, alone, for almost a year. Then theology. Then, in the last two years, everything at once, "chemistry, and a manual of medicine, and a novel, and some treatise on philosophy or theology". Chekhov gives one image for it: a man in the sea "greedily clutching first at one spar and then at another".

You can reconstruct an entire interior life from a library list. That is short story economy: the cheapest possible material carrying the heaviest possible load.

The night before

The banker has been ruined by the Stock Exchange. Paying the two million will finish him. He goes out at three in the morning with the key, intending to smother the sleeping prisoner with a pillow, and finds on the table a letter. The prisoner writes that he despises freedom, health, wisdom and the two million, that books gave him everything and that all of it is "worthless, fleeting, illusory, and deceptive, like a mirage", and that to prove his contempt he will leave five hours early and forfeit the money.

The banker reads it, kisses the man on the head, and goes home weeping. In the morning the prisoner is gone. And here is Chekhov's final sentence:

To avoid arousing unnecessary talk, he took from the table the writing in which the millions were renounced, and when he got home locked it up in the fireproof safe.

Read that again, because it is doing more than it appears to. The banker, who wept an hour ago, has just secured the legal document that proves he does not have to pay. Chekhov says nothing about this. No comment, no judgement, no measurement of a grave. The story simply stops with a man putting a piece of paper in a safe, and the reader is left holding the whole thing.

Two machines, side by side

Tolstoy, 1886Chekhov, 1889
EngineEscalation: four purchases, each granted, each insufficientReversal: both men end holding the opposite of what they argued for
Warning to the readerExplicit, twice: the Devil behind the oven, the dreamNone; the letter is a surprise to the banker and to you
Last line doesAnswers the title question with a numberReports an action and declines to interpret it
What is left to the readerAgreement or disagreement with a finished argumentThe judgement itself
Where the moral livesIn the textIn the gap between the weeping and the safe

Neither method is better. They are answers to the same problem, which is that a short story has perhaps four thousand words to make something happen inside a reader. Tolstoy solves it by constructing an argument so tight that disagreement feels like bad faith. Chekhov solves it by removing himself so completely that the reader has to supply the verdict and then notice they have supplied it.

One practical point about translations

Both stories reach you through a translator, and you should name them the way you name the author. The Tolstoy above is Louise and Aylmer Maude, who knew Tolstoy personally and translated with his approval; this version was printed in 1906. The Chekhov is Constance Garnett, whose versions from 1916 to 1922 are how most English readers met Russian fiction for fifty years. When you quote, the correct form names both: Tolstoy, translated by Maude, 1906.

It matters practically. Maude writes Pahóm. Other translators write Pakhom. If you quote one spelling from one edition and a classmate quotes another, you are not disagreeing about the story; you are reading two different books that came out of the same Russian.

Common misconceptions

  • "Tolstoy's story is about greed, so its point is that greed is bad." Nothing Pahóm does is illegal or even unusual. He buys land, works it, and buys more. The story is about a want that grows by being fed, which is a harder claim than greed is bad and is why the ending measures him rather than punishing him.
  • "Chekhov did not give the story a moral because he could not decide." The last sentence is a decision. He puts the safe there, after the tears, and lets it sit. Withholding comment is a technique, not an absence of one.
  • "The prisoner wins the argument, so the story agrees with him." He has spent fifteen years alone reading, and he leaves five hours early to make a gesture nobody will see. A reader is free to find his renunciation magnificent, or to find it the last symptom of the same vanity that made him raise five years to fifteen.
  • "A short story is just a short novel." Chekhov covers fifteen years in six paragraphs by listing books. A novel would dramatise them. The form is defined by what it is willing to leave out.

Looking back

Two Russian stories, three years apart, built on opposite principles. One tells you the ending on page one and makes you watch it arrive. The other withholds everything and then stops one sentence past the point where you expected a conclusion.

Remember: when a story ends and you feel something is missing, check whether the missing thing is the author's opinion. If it is, that is usually the technique working rather than the story failing.

Sources

  1. Tolstoy, L. (1906). How much land does a man need? In Twenty-three Tales (L. and A. Maude, Trans.). Oxford University Press. Wikisource. en.wikisource.org
  2. Chekhov, A. (1921). The bet. In The Schoolmistress and Other Stories (C. Garnett, Trans.). Macmillan. Wikisource. en.wikisource.org
  3. Wikipedia contributors. (2026). Constance Garnett. Wikipedia. en.wikipedia.org
  4. Puchner, M. (Ed.). (2018). The Norton Anthology of World Literature (4th ed., Vol. E). W. W. Norton.
Key terms
Escalation
Repeating one action with rising stakes so that the repetition itself carries the argument.
Foreshadowing
Planting the ending early, as Tolstoy does with the Devil behind the oven and the dream in the tent.
Authorial comment
The narrator stating a judgement; Tolstoy uses it in his last line and Chekhov refuses it in his.
Economy
The short story's habit of carrying large spans of time or feeling on very small material, such as a list of books.
Reversal
An ending in which characters hold the opposite of what they argued for at the start.
Translator credit
Naming the translator and the translation's date alongside the author, because different versions differ in wording and in spelling.

The Turn and the Recognition: Maupassant Beside Tagore

  • Judge whether a story's final reversal is fair by checking what the reader was given before it.
  • Explain how a story can move a reader without any reversal at all, using a parallel between two characters.
  • Compare two stories by what their endings ask a reader to do rather than by what happens in them.

Four lines at the end of a Paris street

Two women meet on a Sunday walk in the Champs Elysees. One is still young and beautiful. The other looks old, with rough hands and untidy hair, and has spent ten years paying a debt. Here is how Guy de Maupassant finishes, in Jonathan Sturges's translation, printed in 1889:

"You say that you bought a necklace of diamonds to replace mine?"
"Yes. You never noticed it, then! They were very like."
And she smiled with a joy which was proud and naive at once.
Mme. Forestier, strongly moved, took her two hands.
"Oh, my poor Mathilde! Why, my necklace was paste. It was worth at most five hundred francs!"

Then the story stops. There is no next paragraph.

This lesson sets that ending against a completely different one, from a story written in Bengal at almost the same time. Maupassant published The Necklace in 1884. Rabindranath Tagore published The Cabuliwallah in 1892. One ends by demolishing everything you have read. The other ends by making you notice something that was there the whole time. Both work. Knowing which machine you are holding is most of what reading a short story well consists of.

How Maupassant earns the last line

A reversal at the end is easy to write and easy to write badly. The test is not whether it surprises but whether it was available. Go back through The Necklace and count what you were given.

  • Mathilde Loisel has no money and burns with the conviction that she was born for luxury. The opening sentence says she was "born in a family of clerks" as if by "a mistake of destiny", and the phrasing is hers, not the narrator's neutral report.
  • She borrows the necklace from a rich friend after rejecting the flowers her husband suggests.
  • The jeweller whose name is inside the case tells them he sold only the case, not the necklace. A reader is told this and slides past it.
  • When she returns the replacement, Mme. Forestier does not open the case. Maupassant even pauses to say Mathilde feared she would, and to ask what would have happened if she had.
  • Mme. Forestier keeps this necklace loose in a heap of jewels and hands it over without a thought.

Every fact needed for the ending is on the page before the ending. That is the difference between a turn and a trick. A trick withholds; a turn puts the evidence in plain sight and relies on the reader wanting the same thing the character wants.

There is a second test, and it is the one that makes this story last. The reversal changes what the ten years mean, not just what the necklace cost. Before the last line, Mathilde's decade of scrubbing floors and carrying slop pails is a hard, honourable repayment. After it, the same decade is a bill paid to nobody for nothing. Maupassant does not have to say a word about vanity or class, because he has arranged for the reader to feel the ten years twice.

Why this matters: a good turn is retrospective. It reaches backwards and rewrites pages you have already read. If a surprise only changes what happens next, it is a plot twist; if it changes what already happened, it is a turn.

A test you can apply to any ending

QuestionThe NecklaceA cheating version would
Was the information available?Yes: the jeweller's case, the unopened box, the careless friendReveal a fact no reader could have had
Does it change meaning or only fact?Meaning: ten years of work becomes ten years of wasteChange only who did what
Does it follow from character?Yes: she never asks, because asking would mean admitting the lossDepend on coincidence or a stranger
Does it stop at the right moment?Yes: no paragraph follows, so the reader does the arithmeticExplain the irony afterwards

Tagore does none of this

The Cabuliwallah is narrated by a Calcutta novelist who is trying to write the seventeenth chapter of his book and keeps being interrupted by his five year old daughter Mini, who "cannot live without chattering". A fruit-seller from Kabul, Rahmun, comes down the lane with a bag. Mini is frightened of him at first; then they become friends. They develop a joke about the father-in-law's house, which is where a Bengali bride goes when she marries, and Rahmun's answer is always that he will thrash the old father-in-law. He brings her nuts and raisins and will not take money.

Then he stabs a neighbour who denied a debt, and goes to prison for years. Mini grows up. On her wedding day, with the pipes playing in the courtyard, Rahmun arrives, released, thin, without his bag. The father tries to send him away because a prisoner is unlucky at a wedding. Rahmun asks to see the little one. And then:

Saying this, he put his hand inside his big loose robe, and brought out a small and dirty piece of paper. With great care he unfolded this, and smoothed it out with both hands on my table. It bore the impression of a little hand. Not a photograph. Not a drawing. The impression of an ink-smeared hand laid flat on the paper. This touch of his own little daughter had been always on his heart, as he had come year after year to Calcutta to sell his wares in the streets.

Nothing has been reversed. Nothing was hidden. The narrator's response is four short sentences, and the third is the whole story:

Tears came to my eyes. ... But no, what was I more than he? He also was a father.

The device Tagore is actually using

Where Maupassant uses a turn, Tagore uses a parallel, set up so quietly that most readers only see it at the moment the narrator does. Lay the two men side by side and it is obvious in hindsight.

The narratorRahmun
DaughterMini, five, then seventeenParbati, in Afghanistan, unseen for eight years
What he holds of herHer chatter, which interrupts his novelAn ink handprint folded in his robe
What he fearsHer leaving for her husband's houseThat she has grown and must be met as a stranger
Class and countryCalcutta, educated, comfortableKabul, illiterate, a pedlar and an ex-prisoner

The handprint is what critics call an objective correlative: a physical thing that carries an emotion so completely that the emotion never has to be named. Tagore does not write that Rahmun misses his daughter. He unfolds a dirty piece of paper on a table, twice, slowly, and lets you watch the hands smoothing it.

The ending is not a reversal but a cost. The narrator gives Rahmun a bank-note so he can go home, and then has to cancel the electric lights and the military band for his daughter's wedding. The last sentence trades one father's display for another father's journey, and the women of the house are disappointed, which Tagore includes rather than tidying away.

Two endings, two demands on you

Maupassant, 1884Tagore, 1892
EngineTurn: the last line rewrites the storyRecognition: a character sees what the reader can now also see
DirectionBackwards, over ten years already readSideways, from one father to another
NarratorOutside, cool, offering free indirect access to Mathilde's longingInside, a participant who is also one of the two fathers
What you do at the endRecalculateHold two people in the same frame
Risk if done badlyFeels like a magic trick performed on youFeels sentimental, a lesson about our common humanity

That last row deserves a sentence. Tagore avoids sentimentality by three specific means: the narrator's first reaction to Rahmun on the wedding day is to want him gone; the reason given is superstition; and the generosity at the end is paid for in cancelled lights and disappointed relatives. A sentimental version would have the father welcoming him warmly and losing nothing.

One sentence, read closely

Take Sturges's sentence about Mathilde after the debt is paid: "She had become the woman of impoverished households, strong and hard and rough."

Three adjectives, all monosyllables, joined by and rather than commas, so they arrive in a row like blows. Two of them, strong and hard, could be praise in another sentence. The third, rough, closes the possibility. And the phrase before them, "the woman of impoverished households", makes her a type rather than a person, which is exactly what ten years of that work has done to her. Maupassant spends fourteen words and you can see her.

Now do the same with Tagore's sentence: "But Rahmun sat in the little Calcutta lane, and saw before him the barren mountains of Afghanistan." One man, two places, in one sentence, with the word "But" tying it to the wedding music in the previous sentence. Nothing is explained. The geography does the work.

Common misconceptions

  • "The Necklace is about how vanity is punished." Mathilde's ten years are spent in honest, exhausting work, and the punishment lands on her husband too, who did nothing except suggest flowers. If it is a story about punishment, it is about how badly aimed punishment can be.
  • "A twist ending is a cheap trick." It is cheap when the information was withheld. Maupassant plants the jeweller, the unopened case and the careless friend in advance, and then trusts the reader to want the ball as much as Mathilde does.
  • "Nothing happens in The Cabuliwallah." A man is imprisoned for stabbing a neighbour, a child grows up, and a father sacrifices his daughter's wedding lights to send another father home. What is missing is not event but commentary.
  • "Tagore's story is about the friendship between a girl and a pedlar." The friendship is the setup. The story is about two fathers and what each of them is holding, which is why it ends with a bank-note and a cancelled band rather than with a reunion between Mini and Rahmun.

What you now know

Two stories, eight years and five thousand miles apart, doing opposite things with their last page. One takes the ground out from under everything you have read. The other leaves the ground exactly where it was and shows you who else is standing on it.

The core of it: ask what the ending asks of you. If it asks you to recalculate, you are in a story built on a turn, and you should check whether the evidence was fairly given. If it asks you to hold two things together, you are in a story built on a parallel, and you should look for the object that carries the feeling.

Sources

  1. Maupassant, G. de. (1889). The necklace (J. Sturges, Trans.). In Stories by Foreign Authors: French I. Charles Scribner's Sons. Wikisource. en.wikisource.org
  2. Tagore, R. (1918). The Cabuliwallah (Sister Nivedita, Trans.). In Stories from Tagore. Macmillan. Wikisource. en.wikisource.org
  3. Wikipedia contributors. (2026). Kabuliwala (short story). Wikipedia. en.wikipedia.org
  4. Puchner, M. (Ed.). (2018). The Norton Anthology of World Literature (4th ed., Vol. E). W. W. Norton.
Key terms
Turn
A late reversal that changes the meaning of what has already been read, not merely what happens next.
Planting
Placing the information a reversal depends on in plain sight before it is needed.
Parallel
Two characters or situations set beside each other so the reader sees one through the other.
Objective correlative
A physical object that carries an emotion so completely that the emotion is never named; Rahmun's inked handprint.
Recognition
An ending in which a character finally sees something that was always in front of them.
Sentimentality
Feeling asked for rather than earned; avoided here by making generosity cost something specific.
Free indirect style
Narration that slides into a character's own wording without quotation marks, as in the phrase about a mistake of destiny.

One Russian Sentence, Three English Graves

  • Explain why three honest translators can produce three different English sentences from one line of Russian.
  • Name the three standard strategies for a foreign unit or idiom and say what each one costs.
  • Quote a translated text responsibly by naming the translator and checking a second version before arguing from a single word.

Three endings, and they do not agree about the grave

Here are the last words of Tolstoy's story about Pahom, in three English translations, all made within six years of each other and all still in print somewhere.

TranslatorYearThe sentence
Louise and Aylmer Maude1906Six feet from his head to his heels was all he needed.
R. Nisbet Bain1901The grave was three Russian ells in length, Pakhom's exact measurement from head to foot.
Leo Wiener1904as much as he measured from his feet to his head, three arshins

These are not paraphrases by careless people. Wiener was a Harvard professor of Slavic languages; Bain was a British Museum librarian who read more than twenty languages; the Maudes lived in Russia and knew Tolstoy personally. Three experts, one sentence, three different graves. Somebody is wrong, or the question is wrong. This lesson works out which.

Start with what the Russian says

The last clause in Tolstoy's Russian gives a measurement: три аршина (tri arshina), three arshins. An arshin is an obsolete Russian unit that Peter the Great standardised at 28 inches, or 71.12 centimetres. Three of them is 84 inches. That is seven feet.

So the arithmetic is settled and slightly alarming. Wiener gives the Russian unit unchanged. Bain keeps the number three and swaps the unit for an ell, an old English measure of length, with the word Russian bolted on to warn you it is foreign. And Maude changes the number.

Six feet is not seven feet. By the standard you would apply in a science class, Maude's sentence is simply inaccurate, and you now know more about that line than most people who have read the story in English.

Why Maude is also right

Ask what the sentence is for. Tolstoy has spent nine pages asking a question in his title and now answers it with a measurement, and the measurement has to land in the reader's body. A Russian reader of 1886 hears three arshins and thinks: that is a grave. An English reader of 1906 hears three arshins and thinks: how much is an arshin? At that moment the sentence has stopped working, because the reader has left the story to do a conversion.

English already has a number for a grave. It is six. Maude gave up the accuracy of the unit to keep the effect of the sentence, and in a line whose whole job is the effect, that is a defensible trade.

In short: a translator is not choosing between right and wrong. They are choosing which thing to lose, because in most sentences you cannot keep everything.

The three strategies have names

StrategyWhat it doesHereWhat it costs
DomesticateReplace the foreign thing with the reader's own equivalentMaude: six feetThe reader stops noticing the story is Russian; a fact is altered
NaturaliseKeep the structure, swap in a familiar old word and flag it as foreignBain: three Russian ellsA unit that is not the one Tolstoy used, and a reader who still cannot picture it
ForeigniseKeep the foreign word and let the reader copeWiener: three arshinsAccuracy at the price of the sentence landing; often needs a footnote

No strategy is correct in general, and most translators use all three within a single page. Maude's own edition, for example, keeps the Russian unit desyatina for land area and adds a footnote saying it is properly 2.7 acres but that the story uses round numbers. He domesticates the grave and foreignises the fields, because the grave has to land and the fields only have to be counted.

The same problem in a proverb

Early in the story the younger sister quotes a Russian saying. The Russian pairs two words: барыш (barysh, profit or gain) and наклад (naklad, loss), and its point is that loss is gain's big brother, the older and stronger one.

  • Bain: "Gain has a big brother called Loss." Keeps the family image and the ranking. Sounds like a translation, because English proverbs are not usually built this way.
  • Maude: "Loss and gain are brothers twain." Rhymes, scans, sounds exactly like an English proverb you half remember. But brothers twain are equals, so the ranking that made the Russian saying a warning has quietly gone.

This is the same trade in miniature. Bain keeps the meaning and loses the proverb-ness. Maude keeps the proverb-ness and loses a word.

And even the man's name

The Russian is Пахом. Maude prints Pahom with an accent on the second syllable to tell you where the stress falls. Bain and Wiener print Pakhom, with a k, because the Russian letter х is a sound English does not have, closer to the ch in Scottish loch than to an h.

This is not a detail. If you write an essay quoting Pahom and your classmate writes one quoting Pakhom, a reader who does not know the story will think you are discussing two books. Name the translator and the problem disappears.

Five decisions inside every translated sentence

When you compare versions, you are watching five separate choices, and it helps to know which one you are looking at.

DecisionThe questionSeen here in
LexisWhich English word covers this Russian word?arshin, ell, foot
RegisterHow formal, how rural, how old-fashioned should this sound?brothers twain versus a big brother called Loss
SyntaxIn what order do the parts of the sentence arrive?Maude ends on all he needed; Wiener ends on and buried him in it
SoundDoes it need rhythm or rhyme to work as a saying?Maude's rhyming proverb
Cultural unitsMoney, measures, food, kinship, titlesarshins, desyatinas, roubles

Notice the third row. Maude's sentence saves the phrase "was all he needed" for the end, which lands the title's question on the last four words. Wiener's ends with the burial. The information is the same; the last thing in your ear is not, and the last thing in your ear is what you carry out of a story.

What this means when you write about a translated book

  1. Name the translator and the date, every time. Tolstoy, translated by Maude, 1906. It takes four words and it tells your reader which book you read.
  2. Never build an argument on one word without checking a second version. If your whole paragraph depends on the word six, and another translator has seven, your paragraph is about English, not about Tolstoy.
  3. When two readers disagree about a line, check the editions first. Most arguments about what a translated text says are arguments about which translation was in the room.
  4. Do not claim the original said something you have not seen. You can say what your translator wrote. If you want to say what the Russian says, you need the Russian or a source that quotes it.

Common misconceptions

  • "A literal translation is the accurate one." Wiener's three arshins is literal, and a reader who has to stop and convert it has lost the sentence. Accuracy in a unit and accuracy in an effect are different targets, and a translator can only aim at one at a time.
  • "Translations differ only in style, not in content." Six feet and seven feet are different lengths. Loss as an equal brother and loss as the big brother are different warnings. The differences are in the content.
  • "The newest translation is the best one." Newer often means easier to read now, which is a real benefit and not the same as more accurate. The Maude version is over a century old and is still the one most editors print, because Tolstoy approved of it.
  • "If I cannot read Russian, there is nothing I can say about the translation." You can lay two English versions side by side and find every place they disagree. That is the work, and it is available to you today, in English, for free.

Pulling it together

One Russian clause, three English graves, and none of the translators made a mistake in the ordinary sense. Each of them decided what the sentence was for and then paid for that decision somewhere else.

Bottom line: when you read a translated book you are reading two writers, and the second one is named on the title page. Find the name, write it down, and compare a version whenever a single word is carrying your argument.

Sources

  1. Tolstoy, L. (1906). How much land does a man need? In Twenty-three Tales (L. and A. Maude, Trans.). Oxford University Press. Wikisource. en.wikisource.org
  2. Tolstoy, L. (1901). How much land does a man require? In Tales from Tolstoi (R. N. Bain, Trans.). Jarrold and Sons. Wikisource. en.wikisource.org
  3. Tolstoy, L. (1904). How much land a man needs. In The Complete Works of Count Tolstoy (Vol. 17, L. Wiener, Trans., p. 452). Dana Estes. Internet Archive. archive.org
  4. Tolstoy, L. (1886). Много ли человеку земли нужно [How much land does a man need]. Russian Wikisource. ru.wikisource.org
  5. Wikipedia contributors. (2026). Arshin (length). Wikipedia. en.wikipedia.org
Key terms
Arshin
An obsolete Russian unit of length, standardised under Peter the Great at 28 inches; three arshins is seven feet.
Domestication
Replacing a foreign unit, idiom or reference with the target reader's own equivalent.
Foreignisation
Keeping the foreign word or measure and letting the reader notice that the text comes from elsewhere.
Register
How formal, old-fashioned or rural a piece of language sounds, independent of what it means.
Transliteration
Writing a word from one alphabet in another, as Пахом becomes Pahom or Pakhom.
Translator credit
Naming the translator and the translation date whenever a translated text is quoted.

Module 4: Poetry Across Languages

Four traditions of short poem, printed in public domain translations with the originals beside them: Tang quatrains in twenty characters, Basho's haiku, Rumi's repeated line, and Tagore's Gitanjali, read for image, compression, sound and the way one poem builds a feeling it never names.

Twenty Characters and Seventeen Sounds

  • Compare a Chinese quatrain with its English translation and identify what English is forced to add.
  • Explain how a haiku makes meaning by placing two things side by side rather than by stating a feeling.
  • Describe what the words image, compression and juxtaposition mean using poems printed on this page.

An old man fishing in the cold river-snow

Here is a complete poem, written in China about twelve hundred years ago by Liu Zongyuan, in the English of Witter Bynner and Jiang Kanghu, published in 1929.

A hundred mountains and no bird,
A thousand paths without a footprint;
A little boat, a bamboo cloak,
An old man fishing in the cold river-snow.

Twenty-eight words. Now here is the Chinese, which is the whole poem too:

千山鳥飛絕,萬徑人蹤滅。
孤舟簑笠翁,獨釣寒江雪。

In pinyin, the standard romanisation: qian shan niao fei jue, wan jing ren zong mie; gu zhou suo li weng, du diao han jiang xue. Twenty characters, five to a line. This lesson is about what fits in twenty characters, what has to be added when they become English, and what a Japanese poet does with even fewer.

Word by word, and what English cannot leave out

CharactersOne at a timeBynner and Jiang
千山鳥飛絕thousand / mountain / bird / fly / cut offA hundred mountains and no bird,
萬徑人蹤滅ten thousand / path / person / trace / vanishA thousand paths without a footprint;
孤舟簑笠翁lone / boat / straw cape / bamboo hat / old manA little boat, a bamboo cloak,
獨釣寒江雪alone / fish / cold / river / snowAn old man fishing in the cold river-snow.

Look at the third line of the Chinese. Five nouns, no verb, no connecting words: lone boat, straw cape, bamboo hat, old man. A Chinese reader gets four objects placed next to each other and assembles them. English will not tolerate that. Bynner has to put in the articles a and the, has to decide that the old man belongs in line four rather than line three, and has to supply a verb, fishing, before the sentence will stand up.

Notice also what is not in the Chinese at all: no tense, no plural endings, no word for in. The last line is five things in a row, alone fish cold river snow, and the relation between them is left for the reader. Bynner has to choose one relation and print it: fishing in the cold river-snow. A different translator could choose fishing the cold river snow, and the poem would tilt.

Key idea: a translation from Chinese into English is not only a change of words. English grammar requires decisions that Chinese grammar never asked the poet to make, so the translator makes them, and the reader never sees the join.

The shape the Chinese poem is obeying

This is a jueju, a four-line poem of five characters per line, and it belongs to the most concentrated tradition of short poetry in the world. Tang poetry is the poetry of the Tang dynasty, 618 to 907, and the forms are strict: fixed line lengths, patterns of tone, and rhyme.

Two rules are visible even to a reader who knows no Chinese. First, the first two lines are built in parallel: thousand-mountain against ten-thousand-path, bird against person, fly-cut-off against trace-vanish. Each word answers the word above it. Second, the line-endings chime: jue, mie, xue. Bynner keeps neither. His first two lines are parallel by accident of content rather than by construction, and he does not rhyme at all, because rhyming in English would force him to add words the Chinese does not have.

That is a real loss, and it is worth sitting with. What Bynner keeps instead is the sequence of images, in order, which he judged to be the part that survives the crossing.

A second Tang poem, doing it with sound

Wang Wei was a painter as well as a poet, and this quatrain is the one most often quoted to show what that means.

There seems to be no one on the empty mountain . . .
And yet I think I hear a voice,
Where sunlight, entering a grove,
Shines back to me from the green moss.

Four lines, and every one of them is about something that is almost not there: no one, a voice you think you hear, light that has gone into a wood and come back out, moss. The poem never says alone. It never says peaceful, or strange, or beautiful. It puts four almost-absences in a row and the feeling assembles itself in the reader.

Try the test that proves it. Add a line: "And I felt a great calm." The poem dies instantly. What was doing the work was the reader's own act of assembly, and a stated feeling takes that job away.

Japan, and an even smaller room

A haiku is shorter still: seventeen sound-units in three phrases of five, seven and five. The most famous one in the world was written by Matsuo Basho in the 1680s.

古池や蛙飛びこむ水の音
furu ike ya / kawazu tobikomu / mizu no oto
old pond ya / frog jumps in / water of sound

In W. G. Aston's English, printed in 1899:

An ancient pond!
With a sound from the water
Of the frog as it plunges in

The little word ya is not translatable and has no meaning of its own. It is a kireji, a cutting word, and its job is to stop the poem dead after the first phrase so that what follows arrives as a separate thing. Aston renders it as an exclamation mark, which is the usual English solution and is not the same. In the Japanese there is a pond, then a gap, then a noise. The poem is the gap.

Here are two more from Aston's book, both by Basho:

On a withered branch
A crow is sitting
This autumn eve

Ah! the waving lespedeza,
Which spills not a drop
Of the clear dew!

The first is a picture with nothing added: a dead branch, a black bird, the end of a season, and the three of them agree so completely that no comment is possible. The second is a plant bending in wind without losing the dew it carries, which is the whole of an idea about balance, said with a bush.

Two traditions, one refusal

Tang quatrainHaiku
SizeTwenty or twenty-eight charactersSeventeen sound-units
Built fromParallel pairs and a tonal patternTwo images and a cut between them
TimeOften a whole scene, sometimes a whole lifeOne instant, usually with a season word
What is never doneState the emotion the scene producesState the emotion the moment produces
The reader's jobAssemble the scene and feel what it impliesStand in the gap between the two halves

That fourth row is the shared principle, and it has a name in English criticism: juxtaposition. Put two things beside each other and let the space between them carry the meaning. It is the opposite of how most school poetry is taught, where a poem is treated as a message in disguise. In these traditions there is no message under the images. The images are the poem.

Common misconceptions

  • "A haiku is any three-line poem with five, seven and five syllables." Japanese counts sound-units called on, which are not English syllables; the Japanese word for Tokyo has four, English hears two. A serious English haiku usually runs shorter than seventeen syllables, and the cutting word matters more than the count.
  • "Chinese poems are vague and mystical." Liu Zongyuan's poem contains a straw cape, a bamboo hat and an old man in a boat. The vagueness a reader feels comes from grammar: Chinese does not mark tense or number, so English has to invent them, and the invention gets blamed on the poet.
  • "Bynner translated these poems from the Chinese." He did not read Chinese. The Jade Mountain was made with Jiang Kanghu, a Chinese scholar who supplied the sense while Bynner made the English. Both names are on the book and both belong in your citation.
  • "A short poem is a quick poem." Twenty characters that have survived twelve hundred years were not written quickly, and they are not read quickly either. Compression makes a poem slower to read, not faster.

The takeaway

Two languages, two forms, and the same refusal: the poet declines to tell you how to feel and instead puts the thing in front of you. A hundred mountains with no bird in them. A frog, and then a noise.

So what?: when you meet a very short poem, stop looking for the hidden message. Ask instead what has been placed next to what, and what English had to add that the original never said.

Sources

  1. Liu Zongyuan. (1929). River-snow (W. Bynner and Jiang Kanghu, Trans.). In The Jade Mountain: A Chinese Anthology. Alfred A. Knopf. Wikisource. en.wikisource.org
  2. Wang Wei. (1929). Deer-park hermitage (W. Bynner and Jiang Kanghu, Trans.). In The Jade Mountain: A Chinese Anthology. Alfred A. Knopf. Wikisource. en.wikisource.org
  3. 柳宗元 [Liu Zongyuan]. 江雪 [River snow]. Chinese Wikisource. zh.wikisource.org
  4. Aston, W. G. (1899). A History of Japanese Literature (pp. 294-296). William Heinemann. Internet Archive. archive.org
  5. Wikipedia contributors. (2026). Matsuo Basho. Wikipedia. en.wikipedia.org
Key terms
Jueju
A Tang quatrain of four lines with five or seven characters each, governed by rules of tone and rhyme.
Parallelism
Building two lines so that each word answers the word above it, a required feature of much Tang verse.
Haiku
A Japanese poem of seventeen sound-units in phrases of five, seven and five, usually containing a season word.
Kireji
A Japanese cutting word such as ya, which has no meaning and exists to create a pause that separates the poem's two parts.
On
The Japanese sound-unit counted in haiku; shorter than an English syllable, so seventeen on is less material than seventeen syllables.
Juxtaposition
Placing two images side by side and letting the space between them carry the meaning.
Compression
Saying a great deal in very little, which makes a poem slower rather than quicker to read.

Reading for Sound: One Repeated Word, Two Poems

  • Carry out a five step close reading of a poem, working from sound to structure to image.
  • Explain what anaphora does to a poem and why the same device can build in two opposite directions.
  • Read a poem's sentence structure as evidence, using a poem that is one sentence long.

A man lists everything he is not

In Persia in the thirteenth century, Jalal al-Din Rumi wrote a poem that begins by announcing a problem and then refuses to solve it for ten lines. This is Reynold Nicholson's translation, printed by Cambridge University Press in 1898:

What is to be done, O Moslems? for I do not recognise myself.
I am neither Christian, nor Jew, nor Gabr, nor Moslem.
I am not of the East, nor of the West, nor of the land, nor of the sea;
I am not of Nature's mint, nor of the circling heavens.
I am not of earth, nor of water, nor of air, nor of fire;
I am not of the empyrean, nor of the dust, nor of existence, nor of entity.
I am not of India, nor of China, nor of Bulgaria, nor of Saqsin;
I am not of the kingdom of Iraqain, nor of the country of Khorasan.
I am not of this world, nor of the next, nor of Paradise, nor of Hell;
I am not of Adam, nor of Eve, nor of Eden and Rizwan.
My place is the Placeless, my trace is the Traceless;
Tis neither body nor soul, for I belong to the soul of the Beloved.

This lesson is a procedure. You will close read that poem step by step, then run the identical procedure on a poem by Tagore that uses the same device to do the opposite thing. The steps are general; you can use them on any short poem for the rest of your life.

Step 1: read it aloud and mark where you have to breathe

Do this first, before you think about meaning. Read the Rumi aloud at speaking pace and notice what your voice does.

Two things happen. The repeated phrase I am not of forces a small stress on not every time, so the poem develops a beat. And the lines get harder to say without pausing, because each one loads more items into the same frame: two in line two, four in line three, four again in line five, four in line six. You end up taking a breath at the semicolon and running the second half in one go.

That is not decoration. A poem you have to work to say is doing something to your body, and in this case the effort of the list is part of the argument.

Step 2: find the repeated frame and count it

The device is anaphora: the same words at the start of successive lines. Here the frame is I am not of, and it appears in seven consecutive lines, with an eighth variation, I am neither, opening the sequence.

Count what is inside the frame and a shape appears:

LineWhat is being ruled out
2Religions
3Directions and terrain
4Nature and the heavens
5The four elements
6Existence itself
7 and 8Countries, from India to Khorasan
9This world and the next
10The first human beings

The list is not random. It sweeps outward from belief to geography to the physical universe to existence as such, then comes back down to countries and finally to ancestry. By line ten every category a person could be placed in has been used up.

Step 3: ask what the repetition is for

Anaphora always does one of two jobs. It either accumulates, piling things up until the weight itself is the point, or it excludes, striking out possibilities one after another until only one thing is left standing.

Rumi's is exclusion, and it is being used to solve a problem stated in line one: I do not recognise myself. You cannot say what you are, so you say what you are not, over and over, until the shape of what is left becomes visible. This is building by subtraction, the way a sculptor gets a figure by removing stone.

The point: when a poem repeats a phrase, count the repetitions and ask whether they are adding or removing. That single question explains most of what anaphora is doing anywhere you meet it.

Step 4: find the line where the pattern breaks

Ten lines of I am not, and then:

My place is the Placeless, my trace is the Traceless;

The frame changes from negative to positive, and the poem gives its answer in the only words available: two nouns made by taking ordinary words and cancelling them with a suffix. Placeless. Traceless. English can do this because Nicholson chose to keep the paradox rather than explain it, and the line works precisely because it is not quite a statement.

The break is where the meaning of a patterned poem lives. Find the pattern, then find the line that will not obey it, and you have usually found the poem.

Step 5: read the last line against the first

Line one: I do not recognise myself. Line twelve: I belong to the soul of the Beloved. The poem has travelled from a man who cannot identify himself to a man who is identified by what he belongs to rather than by what he is. The question in line one is answered, but not in its own terms, and that mismatch is the point rather than a flaw.

One piece of background, because it changes how the poem reads. The Beloved here is not a person Rumi is in love with in the ordinary sense. In Sufi poetry the language of love, wine and intoxication is used for the relation between a human being and God, and Rumi's whole collection is named for Shams of Tabriz, the wandering teacher whose arrival and disappearance changed his life. Knowing that does not decode the poem into a message. It tells you which shelf the vocabulary comes from.

Now run the same five steps on a different poem

Here is poem 35 from Gitanjali, published in London in 1912. The English is by Tagore himself, who turned his own rhymed Bengali songs into English prose.

Where the mind is without fear and the head is held high;
Where knowledge is free;
Where the world has not been broken up into fragments by narrow domestic walls;
Where words come out from the depth of truth;
Where tireless striving stretches its arms towards perfection;
Where the clear stream of reason has not lost its way into the dreary desert sand of dead habit;

A seventh clause follows, beginning in the same way and ending on the words thought and action, and it runs straight into the final line without a full stop:

Into that heaven of freedom, my Father, let my country awake.

Step 1, aloud. Read it and you will run out of breath. That is not your fault. The whole poem is a single sentence: seven subordinate clauses, then one main clause at the end. Grammatically you are not allowed to stop until the last line, and the striving the poem describes is a thing the reader is made to do.

Step 2, the frame. Where, seven times. Same device as Rumi.

Step 3, adding or removing? Adding. Each clause puts another condition into a place that does not exist yet, and the poem builds the place out of them: no fear, free knowledge, no walls, honest speech, effort, reason, thought turning into action.

Step 4, the break. The pattern breaks when Where becomes Into. Six clauses have described a country in the conditional; the last line asks for it in the imperative, and the addressee changes from nobody in particular to my Father. That single preposition is the turn.

Step 5, last against first. The poem opens with a mind and closes with a country. What was a private state at the start, a head held high, has become a public one by the end, and the word awake implies that the country is not dead but asleep, which is a hopeful thing to say about a place under foreign rule.

The same tool, pointed the other way

Rumi, translated 1898Tagore, translated by himself, 1912
FrameI am not ofWhere
DirectionSubtraction: categories struck outAddition: conditions piled up
What it buildsA self with no location leftA country that does not exist yet
The breakMy place is the PlacelessInto that heaven of freedom
Ends onBelonging to someoneA request addressed to someone

Two poets, six hundred years apart, writing in Persian and Bengali, reach for the same device. Notice what that does and does not prove. It does not show any influence or shared tradition. It shows that repetition at the head of a line is a tool available to anyone who has ever listened to a person build up to something, and that the tool can be aimed in either direction.

One more thing about sound in translation

Both poems here have lost their music. Rumi's Persian is metrical and rhymed; Nicholson gives you accurate English that does not sing. Tagore's Bengali originals are songs with tunes still sung today; his own English is deliberately plain prose, laid out in lines. Tagore made that choice himself, which is unusual and worth knowing: most authors cannot translate themselves, and most translators would have tried to rhyme him.

So when you write about the sound of a translated poem, be exact about whose sound you mean. You can describe the rhythm of the English in front of you. You cannot describe the music of a Persian line you have not heard.

Common misconceptions

  • "Repetition in a poem means the poet ran out of ideas." Rumi's seven repetitions are seven different categories of the world being ruled out in order. Remove the repetition and there is no poem, only a claim.
  • "Gitanjali was translated into English by an English poet." W. B. Yeats wrote the introduction and helped promote the book, which is where the confusion starts. The translations are Tagore's own.
  • "Rumi is writing about romantic love." The Beloved, the wine and the intoxication are the standing vocabulary of Sufi poetry for the relation between a person and God. That does not make the poems less passionate; it makes them about a different object.
  • "You cannot analyse a poem's sound if it has been translated." You can analyse the sound of the English text you are holding, which is the only text you have read. What you must not do is attribute that sound to the original poet.

What to remember

Five steps: read aloud and mark the breath, find the frame and count it, ask whether it adds or removes, find the line that breaks the pattern, and read the last line against the first. Run them in order and a short poem gives up most of its structure in about ten minutes.

Worth holding on to: the break in the pattern is almost always where the poem is. Rumi repeats I am not until he writes My place is the Placeless. Tagore repeats Where until he writes Into.

Sources

  1. Rumi, J. (1898). Poem XXXI. In Selected Poems from the Divani Shamsi Tabriz (R. A. Nicholson, Ed. and Trans., pp. 125-127). Cambridge University Press. Internet Archive. archive.org
  2. Tagore, R. (1912). Poem 35. In Gitanjali (Song Offerings). The India Society. Wikisource. en.wikisource.org
  3. Wikipedia contributors. (2026). Gitanjali. Wikipedia. en.wikipedia.org
  4. Wikipedia contributors. (2026). Anaphora (rhetoric). Wikipedia. en.wikipedia.org
  5. Puchner, M. (Ed.). (2018). The Norton Anthology of World Literature (4th ed., Vol. B). W. W. Norton.
Key terms
Anaphora
Repeating the same words at the start of successive lines or clauses.
Close reading
Working through a short text step by step, from sound to structure to image, before deciding what it means.
Building by subtraction
Defining something by ruling out what it is not, as Rumi does for ten lines.
The break
The line where a patterned poem stops obeying its own pattern; usually where its meaning sits.
Subordinate clause
A clause that cannot stand alone; Tagore's poem stacks seven of them before the sentence completes.
Sufism
The mystical tradition within Islam whose poetry uses the vocabulary of love, wine and intoxication for the relation between a person and God.

Module 5: The Novel and the Modern World

Kafka's Die Verwandlung read in the public domain German with plain English renderings made for this course, then two novels still under copyright named and described rather than quoted, and finally the literary analysis essay taught and modelled in full.

Gregor Samsa Wakes Up and Worries About His Train

  • Describe how Kafka's opening sentence works, including the word that English translators cannot agree on.
  • Trace the change in how Gregor's family speaks about him, down to the pronoun they use.
  • Explain why a famous novella can be in the public domain while every good English version of it is not.

One sentence, and the argument inside it

Here is the opening of Die Verwandlung, which Franz Kafka published in 1915:

Als Gregor Samsa eines Morgens aus unruhigen Träumen erwachte, fand er sich in seinem Bett zu einem ungeheueren Ungeziefer verwandelt.

A plain English rendering, made for this lesson: When Gregor Samsa woke one morning from troubled dreams, he found himself changed in his bed into a monstrous vermin.

Every word of that is ordinary except one. Ungeziefer is a German word for vermin: the pests you get rid of, lice, fleas, bedbugs, cockroaches, the things an exterminator is called about. It is a collective word, not the name of a species, and it carries the sense of a creature unfit for sacrifice, something not clean enough to bring to an altar. Kafka puts ungeheueren in front of it, which means monstrous or enormous.

So the first sentence does not tell you what Gregor has become. It tells you what category he has fallen into. That is why Kafka reportedly objected to the idea of drawing the insect on the cover of the book: the point is that no picture is correct.

Keep reading and Kafka behaves as though nothing strange has happened. The second sentence is a careful physical description: Gregor lies on a back as hard as armour, and when he lifts his head he sees a domed brown belly divided into sections by arching ridges, with the bedcover about to slide off the top of it. His many legs, pitifully thin compared with the rest of him, wave helplessly in front of his eyes. Then:

Was ist mit mir geschehen? dachte er. Es war kein Traum.

What has happened to me? he thought. It was no dream.

Four words settle the genre. This is not a nightmare that will be explained. The transformation is a fact in the world of the story, and having established it in one sentence Kafka never returns to it. Nobody in the book ever asks why.

The first thing Gregor worries about

Here is what makes the novella funny, in the bleakest possible way, and most readers miss it on a first pass. Gregor is not horrified. He is annoyed about work.

He tries to roll onto his right side because that is how he always sleeps, fails a hundred times, and gives up only when he feels an unfamiliar dull ache. Then he thinks, in the German, was für einen anstrengenden Beruf habe ich gewählt: what an exhausting profession I picked. He complains about being a travelling salesman, day in and day out on the road, the worry about train connections, the bad irregular meals, and human contact that is always changing and never becomes warm. He looks at the clock. He has missed the five o'clock train. If he catches the seven he will still have to explain himself. His boss will send the chief clerk round.

And the chief clerk does come, within the hour, to ask why an employee is fifteen minutes late.

Why this matters: the horror of this story is not the beetle. It is that a man who has turned into vermin overnight finds the timetable more urgent than the transformation, and that his employer agrees with him.

Who Gregor was before

Kafka gives you the family situation in pieces, always through Gregor's own mind, and it is worth assembling.

  • The father's business collapsed five years ago. Gregor took a job with one of the creditors and has supported the whole household since.
  • He hands over his wages and the family has grown used to it. Kafka says the money was received gratefully and given gladly, but that no particular warmth came of it any more.
  • He has a private plan: to send his sister Grete, who is seventeen and plays the violin, to the conservatory. He was going to announce it at Christmas.
  • He has years left on the debt. He calculates that in five or six more years he can tell the boss what he thinks and quit.

So before the first page, Gregor is already an instrument. He earns, he pays, he is planning a gift for somebody else. The transformation does not create his problem. It removes the only thing that was concealing it.

Three doors, and what happens at each

The novella has three parts and each ends with Gregor being driven back into his room. The pattern is exact and you should be able to see it.

PartWhat Gregor triesHow it ends
OneTo get up, open the door and explain himself to the chief clerkThe father drives him back with a stick and a rolled newspaper, and the door is slammed
TwoTo keep the picture on his wall when the women clear out his furnitureThe father pelts him with apples; one lodges in his back and stays there
ThreeTo come out towards his sister's violin playingShe demands that the family get rid of it, and he crawls back and dies

The apple scene is worth the German. Kafka writes that the father had filled his pockets from the fruit bowl and was throwing apple after apple without aiming carefully: Es war ein Apfel; gleich flog ihm ein zweiter nach. One apple grazes Gregor harmlessly. The next one, drang dagegen förmlich in Gregors Rücken ein, drives into his back and stays. Nobody dares remove it, and it rots there for over a month as a visible reminder.

Notice the source of the weapon. Not a knife, not a stick this time. Fruit from the sideboard, thrown by a father who has just got a job and a uniform and no longer takes his coat off indoors.

The pronoun

Here is the detail that is worth an essay by itself. Track how the family refers to Gregor.

For most of the novella he is er, he. In the final section his sister Grete, the one who fed him and cleaned his room, stands up and says:

Weg muß es, das ist das einzige Mittel, Vater. Du mußt bloß den Gedanken loszuwerden suchen, daß es Gregor ist.

It has to go, that is the only way, Father. You just have to get rid of the idea that it is Gregor.

She does not say er. She says es, it, three times in two sentences, and then argues the case: if it were Gregor, it would have understood long ago that people cannot live with an animal like this, and would have left of its own accord. The argument is not that he is a burden. The argument is that he is not him, and the proof offered is that he has not removed himself.

Gregor, who has been listening, agrees. He goes back into the room, thinks of his family with love, and dies at about three in the morning. The charwoman finds him and reports it with the word krepiert, which is what you say about an animal.

The last paragraph, which is the cruellest thing in the book

The family take a tram into the country. They discuss their jobs, which turn out to be quite good, and decide to move to a smaller and cheaper flat, better placed and altogether more practical than the one Gregor chose. Then Mr and Mrs Samsa notice, almost at the same moment, that their daughter has become a beautiful young woman, and think, without saying so, that it will soon be time to find her a husband. Kafka ends:

Und es war ihnen wie eine Bestätigung ihrer neuen Träume und guten Absichten, als am Ziele ihrer Fahrt die Tochter als erste sich erhob und ihren jungen Körper dehnte.

And it seemed to them like a confirmation of their new dreams and good intentions when, at the end of their ride, the daughter got up first and stretched her young body.

Read that against page one. A family is planning to sell a daughter's future the way Gregor sold his, and they are on a tram, and the sun is out, and it feels to them like a confirmation. The last word of the story is a stretch.

Why you are reading this in German with a rendering underneath

Kafka died in 1924 and the German text of 1915 is in the public domain everywhere. But this course cannot print a well-known English translation, because the translations are younger than the book. The first English version, by Willa and Edwin Muir, appeared in the 1930s; the widely taught versions by Stanley Corngold, Joachim Neugroschel, Michael Hofmann and others are from the 1970s onwards. Every one of them is protected by copyright in the United States, and a translation carries its own copyright separate from the original.

That is a fact worth carrying out of this lesson, because it explains the shape of your reading life. Anything published before 1930 is freely available: Homer in Butler, Sophocles in Jebb, Tolstoy in Maude, Basho in Aston. Anything modern usually is not, and the library is how you get it. Borrow a translation of Die Verwandlung and compare its first sentence with the German printed above. Some say vermin. Some say insect. One says cockroach, which the German does not.

Common misconceptions

  • "Gregor turns into a cockroach." The German says a monstrous Ungeziefer, a collective word for pests, and never names a species. The charwoman calls him a dung beetle, but she is a rude minor character, not the narrator.
  • "The story is a dream or a hallucination." Kafka closes that door in the fourth sentence: it was no dream. Everyone in the book treats the change as real, which is precisely what makes it frightening.
  • "Kafka is describing something that could not happen, so it is not about real life." The transformation is impossible; everything that follows it is ordinary. A firm that sends a manager round after fifteen minutes, a family that needs one member's wages, a sister who stops being able to look: none of that is fantasy.
  • "The family are simply villains." They keep him for months, feed him, clean up, and hide him from lodgers. What Kafka shows is exhaustion turning into redefinition, which is worse and more recognisable than villainy.

Summing up

A man wakes as vermin and worries about a train. His family supports him, then tolerates him, then stops using the word he. He dies, and the last paragraph is about the weather and a marriage plan.

The upshot: Kafka puts one impossible thing at the top of the page and then refuses to add a second. Everything after the first sentence is the ordinary world doing what it does to somebody who has stopped being useful.

Sources

  1. Kafka, F. (1917). Die Verwandlung. Kurt Wolff Verlag. Project Gutenberg. gutenberg.org
  2. Kafka, F. Die Verwandlung. German Wikisource. de.wikisource.org
  3. Wikipedia contributors. (2026). The Metamorphosis. Wikipedia. en.wikipedia.org
  4. Puchner, M. (Ed.). (2018). The Norton Anthology of World Literature (4th ed., Vol. F). W. W. Norton.
Key terms
Ungeziefer
German collective noun for vermin or pests; it names no species, which is why translators disagree about it.
Novella
A prose fiction longer than a short story and shorter than a novel; Die Verwandlung runs about seventy pages.
Free indirect thought
Narration that reports a character's thinking in the narrator's grammar, as when Gregor reviews his job.
Translation copyright
The separate copyright a translator holds in their English text, which can outlast the original by many decades.
Public domain
Works no longer under copyright and free to reprint; in the United States this currently covers material published before 1930.
Pronoun shift
A change in the word used for a person, here from er to es, which marks a change in how they are regarded.

Who Gets to Tell It: Conrad, Achebe, and Two Books You Have to Borrow

  • State both sides of the argument about Heart of Darkness using evidence from the text itself.
  • Describe the design of Things Fall Apart and One Hundred Years of Solitude accurately without quoting them at length.
  • Use a library catalogue to get hold of a book a course cannot print.

A steamboat goes up a river, and the people on the bank are a noise

In Heart of Darkness, published in 1899, Joseph Conrad's narrator Marlow takes a steamer up the Congo and describes what he sees on the banks:

a burst of yells, a whirl of black limbs, a mass of hands clapping, of feet stamping, of bodies swaying, of eyes rolling ... The steamer toiled along slowly on the edge of a black and incomprehensible frenzy.

And a few lines later:

We were cut off from the comprehension of our surroundings; we glided past like phantoms, wondering and secretly appalled, as sane men would be before an enthusiastic outbreak in a madhouse.

In February 1975, at the University of Massachusetts Amherst, the Nigerian novelist Chinua Achebe gave a lecture about that book. He called Conrad "a thoroughgoing racist". The lecture was printed in 1977 and has been argued about ever since, and the argument is worth having properly, because both sides have evidence and the evidence is in a book you can read for free.

The case against the book

Achebe's charge is not that Conrad used offensive words, though he did. It is structural, and you can test it against the passage printed above.

  • No African in the novel speaks more than a handful of words. Two lines of dialogue are given to Africans in the entire book. One of them is an announcement that a man has died.
  • Africans appear as limbs, eyes and noise. Look at the grammar of that first quotation. There is no subject who acts. There are hands, feet, bodies, eyes, and a frenzy.
  • Africa is scenery for a European crisis. The book's subject is what happens to Kurtz and to Marlow. The continent is the place where that happens, and the people in it are the conditions of the weather.
  • Marlow says incomprehensible, and the novel agrees with him. Nothing in the book ever supplies the comprehension he lacks, so the incomprehensibility becomes a property of Africa rather than a limitation of the narrator.

Achebe's further point, and the sharpest one, is about what the book is used for. It is taught everywhere as a great humane attack on empire, and it is often the only book about Africa a European or American student reads. If a novel in which Africans do not speak is the standard text on Africa, the silence gets taught along with the criticism.

The case for the book

The defence does not deny the passage above. It says the novel is doing something with it.

  • Conrad puts the imperial project on trial in the first twenty pages. Marlow says: "The conquest of the earth, which mostly means the taking it away from those who have a different complexion or slightly flatter noses than ourselves, is not a pretty thing when you look into it too much." That is 1899, written when the Congo Free State was being run as Leopold II's private property.
  • The grove of death is not scenery. Marlow finds men left to die under the trees and describes them exactly: "They were not enemies, they were not criminals, they were nothing earthly now". Then he explains the machinery that produced them, brought from the coast in all the legality of time contracts, fed on unfamiliar food until they sickened, became inefficient, and were allowed to crawl away.
  • Marlow is a character, not the author. The novel is a story told by a man to four listeners on a boat in the Thames, and Conrad frames it that way deliberately. What Marlow cannot see may be part of what the book is showing.
  • Conrad was there. He commanded a steamer on the Congo in 1890 and came back ill and changed. The book is an eyewitness report of a company operation, and it did real damage to the reputation of that operation.

What would settle it, and what would not

Notice that the two sides are not contradicting each other about the facts. Both agree that the Africans in the book do not speak. Both agree that the novel attacks the Congo enterprise. The disagreement is about whether one cancels the other.

QuestionAchebe's answerThe defence's answer
Can a book attack colonialism and still dehumanise the colonised?Yes, and this one doesThe dehumanising is Marlow's, and the book exposes it
Does the frame narrator create distance from Marlow?Not enough to matter; nothing in the book corrects himEnough to make the reader judge him
Does it matter what the book is used for in schools?Centrally; it is the main chargeThat is a question about curriculum, not about Conrad

What will not settle it: finding out whether Conrad personally held racist opinions. Even if you could establish that, it would not tell you what the novel does, and the argument is about the novel.

Bottom line: when two informed readers disagree this sharply, check first whether they are answering the same question. Here they are not quite, and the thing they actually differ on is whether a novel's intention can be separated from its habits.

Achebe's other answer, which is a novel

Seventeen years before the lecture, Achebe had already replied to Conrad by writing a different book. Things Fall Apart, published in 1958, is in copyright, so this course can describe it and cannot print it. Here is what is in it.

The setting is Umuofia, a group of nine Igbo villages in what is now south-eastern Nigeria, in the 1890s. The main character, Okonkwo, is a wrestler and a farmer who has made himself important by work, because his father was a debtor who played the flute and died owing money. Okonkwo's terror of being like his father governs every decision he makes.

The crucial structural fact is this: no European appears for roughly the first two thirds of the book. What fills that space is a working society with its own law, religion, humour and internal disagreement. There are yam harvests and a wrestling festival. There is an oracle in a cave. There are masked elders who judge disputes. There are proverbs on nearly every page, used the way lawyers use precedent. There is a boy, Ikemefuna, handed over by another village to settle a killing, who lives with Okonkwo's family for three years and calls him father, and whom Okonkwo helps to kill because he is afraid of looking weak. And there are people inside the village who think this is wrong and say so.

By the time missionaries arrive, you have met a society that can be broken, because you know what it consists of. Some villagers convert, including Okonkwo's son, and the reasons are specific: the new church takes in the outcasts and the mothers of twins. A district officer arrives. The novel ends with that officer thinking about the book he intends to write on the pacification of the primitive tribes of the Lower Niger, and deciding that the whole story you have just read might be worth a paragraph, or possibly less.

That ending is the reply to Conrad in a single move. Achebe takes the European's point of view, which had been the frame of every such novel, and shrinks it to one dismissive official closing his notebook.

The title is not Achebe's own phrase. It comes from a poem by W. B. Yeats, written in 1919 and printed in full on Wikisource: Things fall apart; the centre cannot hold; Mere anarchy is loosed upon the world.

The other book you cannot have here

One Hundred Years of Solitude, by the Colombian novelist Gabriel Garcia Marquez, appeared in Spanish in 1967 and in Gregory Rabassa's English in 1970. It is also in copyright. Its opening sentence, which is the one line this course will quote, runs: Many years later, as he faced the firing squad, Colonel Aureliano Buendia was to remember that distant afternoon when his father took him to discover ice.

Look at what one sentence is doing. It stands in the future, remembers the past, and tells you the man will face a firing squad before you have met him. And the wonder in it is attached to ice, which is ordinary, rather than to the execution, which is not.

That reversal is the method of the whole book, and of what became known as magic realism: impossible events are reported in a flat administrative tone, while ordinary things are treated as marvels. A woman rises into the sky while folding sheets, and the family's chief concern is the loss of the sheets. Rain falls for four years, eleven months and two days, and the figure is given with the precision of a weather report. A massacre of striking banana workers happens, the bodies are taken away by train, and afterwards the government states that nothing occurred, and everyone believes the government. That last one is not invented: the Colombian army did kill striking United Fruit workers in 1928, and the number is still disputed.

How to actually get these books

This is not a formality. Both books are in almost every public library in the English-speaking world.

  1. Search your public library's online catalogue by title. If it is out, place a hold; you will be queued and emailed.
  2. If your branch does not hold it, ask for an interlibrary loan. It is usually free and takes one to three weeks.
  3. Many library systems lend ebooks and audiobooks through an app, with your library card as the login. Both of these titles are commonly available that way.
  4. School libraries and teachers often have class sets of Things Fall Apart, because it is taught at this level constantly.

When you get hold of a copy, note the translator if there is one. Rabassa translated the Garcia Marquez; Achebe wrote in English himself, which is a fact worth thinking about given that English arrived in Umuofia with the district officer.

Common misconceptions

  • "Achebe wanted Heart of Darkness banned." He argued about how it is read and taught and about its standing as the great book on Africa. That is a different claim from a ban, and it is the claim you have to answer.
  • "Things Fall Apart shows an innocent society ruined from outside." Achebe puts the killing of Ikemefuna, the abandonment of twins and the treatment of outcasts inside the village, before any missionary arrives. The book is not a defence brief.
  • "Magic realism means anything can happen." The rules are strict: the impossible is narrated in a calm ordinary voice, and nobody in the book treats it as remarkable. Once a character says how strange, the effect is gone.
  • "If a book is in copyright, it is out of reach." Copyright controls copying, not reading. The library system exists exactly for this, and using it is a skill you will need for the research paper later in this course.

Recap

One novel from 1899 that you can read tonight for nothing, and two from 1958 and 1967 that you have to go and borrow. The argument between the first and the second is a real argument, with text on both sides, and it is still live.

Remember: the question Achebe put is not whether Conrad disliked empire. It is whether a book can attack a system while keeping the habits of that system in its sentences. You now have the evidence to answer that yourself.

Sources

  1. Conrad, J. (1902). Heart of Darkness. Blackwood. Project Gutenberg. gutenberg.org
  2. Achebe, C. (1977). An image of Africa: Racism in Conrad's Heart of Darkness. The Massachusetts Review, 18(4), 782-794.
  3. Wikipedia contributors. (2026). Things Fall Apart. Wikipedia. en.wikipedia.org
  4. Wikipedia contributors. (2026). One Hundred Years of Solitude. Wikipedia. en.wikipedia.org
  5. Garcia Marquez, G. (1970). One Hundred Years of Solitude (G. Rabassa, Trans.). Harper and Row.
Key terms
Frame narrator
A narrator who introduces and surrounds another narrator's story; in Heart of Darkness an unnamed listener reports Marlow's tale.
Postcolonial criticism
Reading that asks how a text treats the people and places of colonised countries, and whose point of view it assumes.
Magic realism
Narrating impossible events in a flat ordinary tone while treating everyday things as marvellous.
Proverb
A short traditional saying used as an argument; in Things Fall Apart proverbs work the way precedent works in law.
Copyright
The legal control of copying a work; it restricts reprinting, not reading, which is what libraries are for.
Interlibrary loan
A free service by which your library borrows a book from another library on your behalf.

The Literary Analysis Essay, With One Written Out in Full

  • State the difference between arguing about a text's subject and analysing how the text produces an effect.
  • Name a formal feature, quote it, and write the sentence that says what the feature does.
  • Read a complete model literary analysis and identify the job of each paragraph.

An apple nobody takes out

In part three of Die Verwandlung, Kafka tells you that the apple his father threw stayed in Gregor's back because nobody dared to remove it, and rotted there for more than a month as a visible reminder in the flesh. That is not a plot event. The apple has already done its plot work. What the sentence does is keep an injury on the page after the scene that caused it has ended, so that every later description of Gregor carries it.

Writing about that sentence is a literary analysis. It is not a claim about Kafka's opinions, or about families, or about whether the story is sad. It is a claim about how a specific choice in the text produces a specific effect on a reader, backed by the words that make the choice visible.

This lesson is a procedure with a worked product at the end: a complete literary analysis essay on The Metamorphosis, about nine hundred words, printed in full and then taken apart.

Two kinds of essay, and they are not the same job

Argumentative essay (Module 2)Literary analysis essay
Claim is aboutWhat is true in or about the text's situationHow the text is built and what that construction does
Sample claimCreon's edict fails on his own terms, not on Antigone'sKafka keeps the narration inside Gregor until he dies, and the three pages after that are the cruelty of the book
EvidenceQuotations reporting what characters say and doQuotations showing a feature: a word choice, a pronoun, a shift, a repetition
OppositionSomebody who reads the situation differentlySomebody who reads the construction differently

The Purdue OWL puts the shared requirement plainly: a literature paper is still an argument, and its thesis still has to be debatable. Their own example of a bad one, that Hamlet is a play about a young man seeking revenge, is bad because nobody disagrees with it.

The vocabulary you analyse with

Analysis needs names for the things you are pointing at. You do not need many.

FeatureThe question it answersIn this novella
Point of viewWhose perception is the narration limited to?Gregor's, until he dies
DictionWhich words, and from which register?Ungeziefer, and later krepiert, which is used of animals
SyntaxHow are the sentences built?Long calm subordinate clauses describing impossible things
StructureWhat is the shape of the whole?Three parts, each ending with Gregor driven back into his room
MotifWhat recurs, and does it change?Doors, food, the picture on the wall
ToneWhat attitude does the telling take?Flat, patient, almost clerical

Key idea: a feature is only worth writing about if you can finish this sentence: because Kafka does this rather than that, the reader experiences this. If you cannot, you have found a fact rather than an argument.

The four moves, on one small example

  1. Name the feature. Diction, specifically the pronoun the family uses.
  2. Quote it. Grete says: Weg muss es. The charwoman says: es ist krepiert.
  3. Say what it does. Both speakers stop using the masculine pronoun and take the word normally used of an animal's death.
  4. Connect it to the claim. The family's language completes Gregor's transformation months after his body did, which means the novella's real change happens in other people's grammar.

Move three is the one people skip, and it is the same missing sentence as the warrant from Module 2 wearing different clothes.

A complete literary analysis essay

Read it for the argument first; the anatomy follows.

Three Pages Without Him

Gregor Samsa dies about four fifths of the way through Die Verwandlung. A clock tower strikes three in the morning, he watches the window begin to lighten, his head sinks without his willing it, and his last breath goes out weakly through his nostrils. A novella that ended there would be grim and unremarkable. Kafka does not end there. He writes three more pages, and for the first and only time in the book the narration is not attached to Gregor. That shift, rather than any event in the plot, is what makes the ending of The Metamorphosis unbearable, because it shows the reader a world that runs perfectly well without the perception they have been locked inside for seventy pages.

The locking is total, and it is easy to miss because Kafka never draws attention to it. Consider how the reader learns what Gregor's body looks like. There is no mirror and no observer. Kafka gives the armoured back, the domed brown belly and the thin waving legs as what Gregor sees when he lifts his head a little from the pillow, which means the description is limited in advance to the parts of himself a creature in that position could see. The same restriction governs everything else. The reader learns the family's finances because Gregor listens at a door. The reader learns that the father has a job because Gregor notices he no longer takes off his uniform indoors. When the chief clerk speaks in the next room, the reader hears what carries through the wood.

The effect of that restriction is that the reader inherits Gregor's judgement along with his eyesight. This matters most in the scenes where his judgement is obviously wrong. Lying on his back with legs he cannot control, he does not scream; he calculates that the five o'clock train has gone and that the seven o'clock will still leave him with an explanation to make. A reader outside his head would find that absurd. A reader inside it follows the reasoning, because the reasoning is presented in the same calm subordinate clauses as everything else, and because there is no other view available. Kafka never supplies a second opinion, so Gregor's account of the situation is the only account the reader has.

That is why the family's language, when it changes, arrives as evidence rather than as commentary. Grete's speech in part three does not say that her brother has become a burden. It says something grammatically stranger: that the family must give up the idea that it is Gregor, and that if it were Gregor it would have gone away by itself. She uses the neuter pronoun three times in two sentences. When the charwoman finds the body she reports it with a verb used of animals dying. The reader, still inside Gregor's perception, hears these words being said about the person whose thoughts they have been reading, which is a position no outside narrator could have put them in.

Then Gregor dies, and the prose does not stop. It goes on, and it goes somewhere else. The charwoman sweeps the body out. The three lodgers are dismissed from the flat by a father who has recovered his authority. Mr Samsa, Mrs Samsa and Grete each write a letter of excuse to their employers and take a day off together, the first they have taken in the book. They get on a tram into the country and discuss their jobs, which turn out to be better than the reader had been led to believe, and their plans for a smaller and more practical flat than the one Gregor chose. The final sentence reports that the parents notice their daughter has grown into a beautiful young woman and think it will soon be time to find her a husband, and that when she stood up at the end of the ride and stretched, it seemed to them like a confirmation.

Every sentence in that passage is pleasant. The weather is good. The family are kind to one another. Nobody is cruel and nobody says anything about Gregor at all, which is the worst thing about it. The reader is the only party present who is still in the room the body was swept out of, and the reader has no representative in the scene. The narration has changed sides.

It is fair to object that the narration was never simply Gregor's. The opening sentence reports his transformation in a tone he could not possibly have taken about himself, and the words monstrous vermin are a judgement from outside, not a thought from inside. That objection is correct, and it limits the claim rather than defeating it. Kafka's narrator is not Gregor and can see him from a distance, but for seventy pages that narrator goes nowhere Gregor cannot go and knows nothing Gregor does not know. The distance is in the vocabulary, not in the position. What changes after the death is the position, and it changes once.

The result is a story whose last movement is an eviction performed on the reader. A reader who wants the family punished will not get it, and a reader who wants Gregor mourned will get three letters of excuse and a tram ticket. Kafka's method is to refuse both by simply moving the camera, and the coldness people describe when they talk about this book is not in any sentence. It is in where the sentences are standing.

The anatomy

ParagraphJobThe move that makes it work
1Situation and claimOpens on the death rather than on the novella's importance; the claim names a formal feature, not a theme
2Establish the feature existsProves the restriction with three separate mechanisms: the lifted head, the door, the uniform
3Say what the feature doesShows the reader inheriting a judgement they would reject from outside
4Consequence for a specific sceneUses the pronoun evidence, and explains why the position of the reader makes it land
5The shift itselfReports the last pages in order, with no adjectives added
6The turn of the screwNames what is absent: the reader has no representative in the final scene
7Objection, conceded and limitedGrants that the first sentence is not Gregor's voice; distinguishes vocabulary from position
8ConclusionStates what follows, and locates the book's coldness in structure rather than in tone

The checklist before you hand one in

  • Does my claim name a feature of the text, not a theme or a moral?
  • Could a careful reader disagree with it?
  • Does every body paragraph contain a quotation or a precise textual fact?
  • Does every quotation have a sentence underneath it saying what the feature does?
  • Have I stated the strongest objection in its own terms and answered it?
  • Does my conclusion say something my introduction did not already say?
  • Have I named the translator, or said which text I am reading?

Common misconceptions

  • "Analysis means finding symbols." Symbol hunting produces claims nobody can check. The essay above never says the apple represents anything; it says the apple stays in his back for a month and what that does to every later description.
  • "I should write about the theme." Themes are where analysis ends, not where it starts. Begin with something on the page you can point at: a pronoun, a shift, a repetition.
  • "You cannot analyse a book you are reading in translation." You can analyse structure, point of view, motif and shape, all of which survive translation. Be careful with diction, and say which text you are using.
  • "A strong essay should not admit anything to the other side." Paragraph seven of the model gives away a real point about the opening sentence. The claim survives because the concession is precise, and an essay that never concedes reads as one that has not been tested.

Putting it together

Name the feature, quote it, say what it does, connect it to the claim. Four moves, repeated, with an objection taken seriously somewhere near the end.

The point: a literary analysis is not about what a book means. It is about how the book gets you to think it, and the evidence is always something you can put your finger on.

Sources

  1. Kafka, F. (1917). Die Verwandlung. Kurt Wolff Verlag. Project Gutenberg. gutenberg.org
  2. The Writing Lab and the OWL at Purdue. (2018). Writing about literature. Purdue University. owl.purdue.edu
  3. The Writing Lab and the OWL at Purdue. (2018). Literary terms. Purdue University. owl.purdue.edu
  4. MLA Handbook (9th ed.). (2021). Modern Language Association of America.
Key terms
Literary analysis
An argument about how a text is built and what that construction does to a reader.
Point of view
Whose perception the narration is limited to; in this novella, Gregor's until the moment he dies.
Diction
Word choice, including register: whether a word belongs to law, to the nursery, to the farmyard.
Motif
Something that recurs across a text, such as doors or food, and whose changes can be tracked.
Tone
The attitude the telling takes towards its material, independent of what the material is.
Concession
Granting a true point to the other side precisely enough that your own claim survives it.

Module 6: Rhetoric, Research, and the Portfolio

A funeral speech from 431 BCE taken apart appeal by appeal with a complete model rhetorical analysis, then the research paper built from a question to a Works Cited with a full model paper printed, and finally your own argumentative essay revised against a rubric.

A Speech With an Impossible Job: Pericles Over the War Dead

  • Identify appeals to character, reason and feeling in a real speech and say what each one is doing.
  • Explain how the order of a speech's parts contributes to its effect.
  • Write a rhetorical analysis that argues about how a text persuades rather than whether it is right.

The problem on the platform

In the winter of 431 BCE the Athenians buried the men killed in the first campaigning season of a war that would last twenty-seven years. Thucydides describes the ceremony: bones laid out in a tent for three days, cypress coffins carried on carts, one for each of the ten tribes, and among them one empty bier decked for the missing, whose bodies had not been recovered. The women relatives were there to wail. Then a man chosen by the state climbed onto a platform to speak over the graves, and the man chosen was Pericles.

Here is the problem he had to solve, and it is worth sitting with before you look at his solution. The families in front of him have just lost sons. Behind them stand the young men who will be called up next spring. A speech that consoles the parents by dwelling on how terrible the loss is will make the next levy harder to raise. A speech that treats the deaths as a fair price will insult the people holding the urns. He has to do both things at once, in public, to an audience that includes foreigners, at a funeral.

This lesson works out how he does it, then shows you a complete rhetorical analysis of the same speech written out in full. Everything quoted is from Richard Crawley's translation, which has been the standard English Thucydides since the 1870s.

The three appeals, named properly

Since Aristotle, the means of persuasion available to a speaker have been sorted into three. They are not styles; they are three different things you can ask an audience to rely on.

AppealWhat the audience is asked to trustTypical signal
EthosThe speaker's character, standing and fairnessAdmitting difficulty, conceding to opponents, naming shared obligations
LogosThe reasoning and the evidenceBecause, therefore, comparisons, definitions, consequences
PathosTheir own feelings, roused deliberatelyDirect address, concrete loss, the future of children

A rhetorical analysis is not a hunt for these three labels. Anyone can spot pathos at a funeral. The essay is about what each appeal is doing at that point in the speech, and why it is placed where it is.

Ethos: the first thing he does is complain about the task

Pericles does not begin with the dead. He begins by questioning the custom that has put him there:

And I could have wished that the reputations of many brave men were not to be imperilled in the mouth of a single individual, to stand or fall according as he spoke well or ill.

Three things happen in that sentence. He signals that the speech matters more than he does. He warns the audience in advance that words are inadequate, which protects him if they find the speech inadequate. And he makes the coming praise look reluctant rather than eager, which is the oldest way of making praise credible.

He then does something sharper. He predicts his listeners' resistance:

For men can endure to hear others praised only so long as they can severally persuade themselves of their own ability to equal the actions recounted: when this point is passed, envy comes in and with it incredulity.

Having said that out loud, he has made scepticism look like envy. Any listener who now doubts the praise has been told in advance what that doubt means. That is ethos being built out of an accusation, and it is a manoeuvre you will meet again in political speech for the rest of your life.

Logos: the argument is about the city, not the men

Here is the surprising fact about the most famous funeral speech in history. It contains almost nothing about the dead. No names. No individual deeds. No account of the battles. Instead Pericles spends the long middle section describing Athens, and the description is an argument.

Our constitution does not copy the laws of neighbouring states; we are rather a pattern to others than imitators ourselves. Its administration favours the many instead of the few; this is why it is called a democracy.

And later:

regarding him who takes no part in these duties not as unambitious but as useless, we Athenians are able to judge at all events if we cannot originate, and, instead of looking on discussion as a stumbling-block in the way of action, we think it an indispensable preliminary to any wise action at all.

Follow the reasoning. If the city is the finest thing in the world, then dying for it is not waste but investment. The dead do not have to be praised individually, because they have been praised by association with something enormous. The logic is: this is what they bought; look at it.

The summarising line is the one people still quote: In short, I say that as a city we are the school of Hellas. Notice it is placed as a conclusion, after the evidence, not as an opening boast.

Pathos: it arrives last, and it arrives targeted

Only in the final third does he turn to the people in front of him, and he divides them.

  • To the parents: he tells them that those still young enough should have more children, and that others must console themselves with the honour their sons have won. It is cold on the page. To a city that needs soldiers in twenty years, it is policy.
  • To the brothers and sons: he warns them that they will find it hard even to approach the dead men's reputation, because the living have envy to contend with, while those who are no longer in our path are honoured with a goodwill into which rivalry does not enter.
  • To the widows: eight words of advice, and modern readers stop dead at them. Greatest will be hers, he says, who is least talked of among the men, whether for good or for bad.
  • To everyone: the line that earns the speech its fame. For heroes have the whole earth for their tomb.

Then the practical promise: the children of the dead will be raised to manhood at public expense. And then the last sentence, which is not grand at all: And now that you have brought to a close your lamentations for your relatives, you may depart.

What matters here: the order is the argument. Reluctance first so that praise is trusted; the city next so that the deaths have something to have bought; grief last, once the audience has been given a reason to bear it.

Two things a careful reader has to add

First, the speech is not a transcript. Thucydides says so himself, early in Book 1: it was difficult to carry speeches word for word in memory, so his habit was to make the speakers say what was in my opinion demanded of them by the various occasions, of course adhering as closely as possible to the general sense of what they really said. What you are analysing is a historian's reconstruction of a speech, which changes what your claims can be about.

Second, look at what Thucydides puts next. The chapter immediately following the funeral oration is the plague of Athens: bodies in the streets, temples full of the dying, the collapse of funeral custom altogether, corpses thrown onto other people's pyres. The historian has placed the greatest statement of Athenian confidence directly before the event that destroys it, and Pericles himself dies of the plague. No comment is made. The arrangement is the comment.

A complete rhetorical analysis

Reluctance, the City, and the Bill

Pericles speaks over the first Athenian dead of the Peloponnesian War with two audiences in front of him and opposite needs to meet. The families need the deaths to have been worth something. The young men behind them need to be willing to do the same thing next year. His solution is structural rather than verbal: he spends the body of the speech not on the dead but on Athens, so that praise of the city functions as a receipt for the lives spent on it, and only turns to grief once the audience has been handed that receipt.

The opening move is to make himself small. Pericles questions the custom he is performing, wishing that the reputations of brave men were not left to stand or fall on one man's ability to speak, and this reluctance does exactly what reluctance always does in praise: it removes the suspicion that the speaker is enjoying himself. He then closes the audience's escape route. Men can bear to hear others praised, he says, only so long as they believe they could have done the same, and past that point envy arrives and brings disbelief with it. Once that sentence has been spoken, doubt has been pre-labelled. The appeal is to his own fairness, and it is built by accusing his listeners of a fault they must now be careful not to display.

With that established, the speech leaves the dead almost entirely for several pages, and the omission is the argument. No soldier is named. No engagement is described. Instead Pericles defines a constitution that copies nobody, administers itself for the many rather than the few, and promotes by reputation for capacity rather than by class. He claims for Athens the combination that other states cannot manage, daring and deliberation together, and he makes non-participation a moral fault: the man who takes no part in public duties is not modest but useless. Each of these is a reason, and together they support an unstated conclusion that the audience completes without help. If this is what Athens is, the men in the coffins bought it. The praise of the city is therefore not a digression from the eulogy; it is the eulogy, delivered as an inventory.

Only when the case is complete does Pericles turn to feeling, and even then he sorts his listeners by what each group can be asked to do. Parents young enough are told to have more children, which is consolation and conscription in one clause. Brothers and sons are warned that they will struggle to match a reputation no longer in competition with anybody, since the living contend with envy while the dead are honoured by a goodwill that has nothing to lose. Widows are given a single sentence recommending invisibility. The generosity in the passage is public rather than private: the state will raise the orphans to manhood at its own cost. Emotion here is not released; it is allocated, and every allocation carries an instruction.

The one moment the speech reaches for grandeur is the claim that heroes have the whole earth for their tomb, and it is worth noticing where that line sits. It comes after the reasoning and before the dismissal, at the point where the audience has been argued into a position and now needs a phrase to carry home. A speaker who had opened with it would have sounded like a man consoling himself.

Two limits have to be placed on any analysis of this text. The first is that it is not a transcript. Thucydides states in his first book that he wrote speeches to say what the occasion demanded while keeping to the general sense of what was actually said, which means the shapeliness under examination may be the historian's as much as the statesman's. The second is that the History does not leave the speech standing alone. The next chapter is the plague, in which the burial customs so carefully described before the oration break down completely and the dead are tipped onto strangers' pyres. Pericles dies in it. Thucydides offers no comment on the juxtaposition, and needs none.

What the speech demonstrates, then, is that the most powerful appeal in a persuasive text is often the thing it declines to talk about. Pericles persuades a crowd of mourners to accept their losses by refusing, for the length of his argument, to discuss them.

Common misconceptions

  • "Rhetorical analysis means deciding whether the speech is true." Whether Athens really was the school of Hellas is a historical question. The analysis asks how the claim is positioned, what it is doing there, and why it works on that audience.
  • "Pathos means emotional language." Pericles' most effective pathos is a promise about school fees. An appeal to feeling is any move that works through what the audience cares about, and it is often concrete and administrative.
  • "Ethos means the speaker is famous." Standing helps, but ethos is built inside the text: by conceding difficulty, by anticipating objections, by appearing reluctant. All three happen in Pericles' first paragraph.
  • "This is a transcript of what Pericles said." Thucydides tells you otherwise in Book 1. Any claim you make about word choice belongs to Thucydides, and behind him to Crawley.

Where this leaves us

A speech with two audiences and opposite obligations, solved by talking about something else for long enough that the deaths acquire a purchase. Then grief, allocated in portions. Then a line about the whole earth, and then a sentence telling everyone to go home.

The upshot: analyse the order and the omissions, not just the devices. What a persuasive text refuses to mention is usually doing more work than anything it says twice.

Sources

  1. Thucydides. (1910). History of the Peloponnesian War (R. Crawley, Trans., Book 2, chs. 34-46). J. M. Dent. Project Gutenberg. gutenberg.org
  2. Wikipedia contributors. (2026). Pericles's Funeral Oration. Wikipedia. en.wikipedia.org
  3. Wikipedia contributors. (2026). Modes of persuasion. Wikipedia. en.wikipedia.org
  4. Puchner, M. (Ed.). (2018). The Norton Anthology of World Literature (4th ed., Vol. A). W. W. Norton.
Key terms
Ethos
Persuasion through the speaker's character and apparent fairness, built inside the text by conceding, anticipating and appearing reluctant.
Logos
Persuasion through reasoning and evidence, including definitions, comparisons and consequences.
Pathos
Persuasion through the audience's feelings, often by concrete and practical means rather than emotional language.
Panegyric
A formal speech of public praise, here the state funeral oration required by Athenian custom.
Occasion
The situation a text was made for, including who was present and what they needed; it governs what counts as effective.
Juxtaposition of chapters
An author's placing of one section next to another so that the arrangement carries a judgement no sentence states.

The Research Paper, From a Question to a Works Cited

  • Narrow a topic into a question that can actually be answered with sources you can obtain.
  • Paraphrase a source without plagiarising it, and show the difference on a worked example.
  • Build MLA in-text citations and Works Cited entries from the rule rather than by copying an example.

Two questions about the same story

Here are two research questions a tenth grader might bring to a teacher.

  1. What is the influence of Russian literature on the world?
  2. Why do three English translations of Tolstoy's How Much Land Does a Man Need? give three different sizes for Pahom's grave, and which choice serves the story best?

The first cannot be answered. Not by you, not by a professor, not in twenty thousand words, because it has no edges. The second can be answered this week, with sources that are free and that you have already seen, and at the end you would know something that is true and that you worked out.

That is the whole difference, and it is decided before any reading happens. This lesson is a six step procedure, and at the end there is a complete model research paper of about nine hundred words with real citations you can check.

Step 1: narrow until the question has an answer

Work down a funnel. Each step makes the thing smaller and more answerable.

StageExampleProblem with it
SubjectTranslationA field, not a question
TopicTranslating Russian into EnglishStill a library shelf
QuestionHow do translators handle Russian measurements?Answerable, but with no end point
Researchable questionWhy do three translations of one Tolstoy story give three sizes for the same grave, and which serves the story best?None: it has sources, edges and a judgement to make

Three tests before you commit. Can you get the sources? If the answer requires a manuscript in St Petersburg, change the question. Does it have an end? You should be able to say what would count as finished. Is it genuinely open? If you already know the answer and are looking for quotations to decorate it, you are not researching, you are shopping.

Key idea: the question is the piece of work that matters most and takes the least time. Spend an hour on it and the paper writes itself; spend five minutes and you will rewrite the paper three times.

Step 2: judge a source before you rely on it

Five checks, in this order, and all five are quick.

  1. Identity. Who exactly made this, when, and what edition is it? A page that will not tell you its author or date has failed already.
  2. Authority. Is this the original evidence, a scholar's argument about it, or somebody's summary of a scholar? Rank them in that order and know which one you are holding.
  3. Support. Find the sentence in the source that supports the claim you want to make. Not the general topic. The sentence.
  4. Currency. Has this been superseded? A 1901 translation is not out of date as evidence about 1901, but it is out of date as a guide to current scholarship.
  5. Applicability. Does it cover your case? A source about Russian units in general may say nothing about the arshin in particular.

Two warnings that will save you. A page loading is not proof of anything: a website can return a perfectly good page that says the article does not exist, and a link that works can still point at something that does not support your claim. And Wikipedia is a doorway, not a destination: use it to find names, dates and the sources at the bottom of the article, then cite what you actually read.

Step 3: take notes in three columns

Almost all accidental plagiarism starts in the notes, when a student cannot tell three weeks later which words were the source's and which were theirs. Prevent it mechanically.

QuotationParaphraseMy own thinking
Maude: Six feet from his head to his heels was all he needed.Maude ends on a measurement in English units.Six feet is the English idiom for a grave. Did he choose the phrase or the fact?
Wikipedia, Arshin: Peter the Great standardised it to 28 inchesOne arshin is 28 inches, so three is 84.84 inches is seven feet. Maude is a foot short. Check whether that is an error or a decision.

Rules: quotation marks go in the first column at the moment you copy, never later. Page or locator goes in every row. Nothing moves between columns.

Step 4: paraphrase, and the thing that is not paraphrase

Here is a source sentence, from the Wikipedia article on the arshin:

In the 18th century, Peter the Great standardized it to 28 inches or 71.12 cm.

Now three student versions.

Version A. In the eighteenth century, Peter the Great standardized the arshin to 28 inches or 71.12 centimetres.

Version B. During the 1700s, Peter the Great made the arshin standard at 28 inches, which is 71.12 cm.

Version C. The arshin had varied until the eighteenth century, when Peter the Great fixed it at 28 inches; three arshins, the measure Tolstoy uses for Pahom's grave, therefore comes to seven feet.

Version A is a quotation with the quotation marks missing, and it is plagiarism even with a citation, because it presents somebody else's sentence as your writing. Version B is worse in one specific way: it is a patchwrite, the same sentence with the nouns left alone and the small words swapped, which shows the writer never left the source's sentence. Version C is a paraphrase: the information is used, the structure is the writer's, and the fact has been put to work on the writer's own question. All three still need a citation. Only the third is your prose.

The mechanical cure is simple and it works: read the passage, close the book or the tab, write the idea from memory in your own sentence, then reopen and check you did not change the meaning.

Step 5: synthesise two sources that disagree

A research paper is not a parade of quotations agreeing with you. The valuable part is what you do when two credible sources conflict, and there is a four move pattern.

  1. State position A in its own terms, fairly, with its best evidence.
  2. State position B the same way.
  3. Locate the disagreement precisely. Is it about facts, about definitions, or about what follows from agreed facts?
  4. Say what would settle it, and where the weight lies, without pretending it is settled if it is not.

Try it on the argument from earlier in this module. Chinua Achebe argues that Heart of Darkness keeps Africans off the page as speakers while using Africa as scenery for a European crisis. Defenders of the novel point to Marlow's attack on conquest and to the grove of death, where the dying are described with precision and the system that killed them is named. Step three is the useful one: the two sides do not disagree about any fact in the book. They agree that the Africans do not speak and that the novel attacks the Congo enterprise. What they disagree about is whether a book's stated argument can be separated from its habits of description. That sentence is the synthesis, and it is worth more than a page of quotations.

Step 6: MLA by rule

Stop copying examples and learn the template, because then you can cite anything. The ninth edition of the MLA Handbook builds every entry from nine core elements, in this order, each followed by the punctuation shown.

ElementEnds withNotes
1. Author.full stopLast name, First name.
2. Title of source.full stopIn quotation marks if part of a larger work
3. Title of container,commaThe book, journal or site it sits in, in italics
4. Other contributors,commatranslated by, edited by
5. Version,comma2nd ed., revised ed.
6. Number,commavol. 17, no. 4
7. Publisher,comma
8. Publication date,comma
9. Location.full stopPage numbers, or a URL with the protocol prefix removed

If an element does not exist for your source, you skip it and carry on. If the source sits inside a second container, such as a scanned book on a website, you add a second run of elements three to nine after the first.

Worked entry. The Bain translation is a story, inside a book, translated by somebody, published by a firm in a year, and read by you on Wikisource.

Tolstoy, Leo. "How Much Land Does a Man Require?" Tales from Tolstoi, translated by R. Nisbet Bain, Jarrold and Sons, 1901. Wikisource, en.wikisource.org/wiki/Tales_from_Tolstoi/How_Much_Land_Does_a_Man_Require%3F.

In-text citations. MLA puts the author's last name and a page number in brackets, with no comma between them: (Tolstoy 47). If the source has no page numbers, which is normal for a web page, give the name alone, or name the author in your sentence and give nothing in brackets. If you are citing more than one work by the same author, add a shortened title so the reader knows which: (Tolstoy, "How Much Land Does a Man Require?"). Punctuation goes after the bracket, not before it.

Four errors that cost marks every year. A Works Cited that lists sources you never cited. A citation with a comma between name and page. A URL left with its protocol prefix on the front. And entries out of alphabetical order, or without the hanging indent that makes the alphabet visible.

A complete model research paper

Three Graves for Pahom: What Translators Do With a Russian Measurement

Tolstoy's story of a peasant who dies trying to walk around more land than his body can carry ends with a measurement. In the Russian the labourer digs a grave the length of what Pahom covered from foot to head, three arshins, and buries him in it. Three English translators made within six years of each other give three different answers to the simple question of how long that grave was. Louise and Aylmer Maude write that six feet from his head to his heels was all he needed. R. Nisbet Bain writes that the grave was three Russian ells in length. Leo Wiener keeps the Russian word and writes three arshins. Only one of these can be arithmetically right, and it is not the most famous one; but the most famous one is the best translation of the sentence, and the reason why is worth setting out.

Begin with the arithmetic, because it is settled. The arshin was an old Russian unit whose length varied until Peter the Great fixed it in the eighteenth century at twenty-eight inches ("Arshin"). Three arshins is therefore eighty-four inches, or seven feet exactly. Wiener's version is accurate to the Russian and tells an English reader nothing they can picture. Bain's is stranger than it looks: an ell was an English cloth measure, not a Russian one, so his phrase keeps Tolstoy's number while replacing his unit with an English word and pinning the adjective Russian onto it as a warning. Maude changed the number outright.

The case for Maude begins with what the sentence has to do. It is the last line of the story and it answers the question in the title, so it has to land in the reader's body rather than in their arithmetic. A Russian reader in 1886 heard three arshins and understood a grave. An English reader in 1906 hears three arshins and starts converting, which means that at the exact moment the story closes its argument, the reader has left it. Six feet is not a measurement in English so much as an idiom; it is what English says instead of saying grave. Maude gave up the accuracy of the unit in order to keep the function of the sentence.

It is not a blanket policy, and the evidence for that is in Maude's own edition. The same translation keeps the Russian unit desyatina for land area throughout the story and explains it in a footnote, which says that a desyatina is properly 2.7 acres although the story uses round numbers (Tolstoy, Twenty-three Tales). So the same translator foreignises the fields and domesticates the grave. The distinction he is making is between measurements that only have to be counted and a measurement that has to be felt, and it is a distinction about function rather than about fidelity.

Bain's solution is the least defensible of the three, and examining why makes the principle clearer. By writing three Russian ells he satisfies neither requirement. The reader cannot picture an ell, so the sentence does not land; and the unit is not the one Tolstoy used, so the accuracy is not preserved either. He has paid the cost of foreignising without buying the accuracy that is supposed to be its reward. Bain's other choices show the same instinct running better elsewhere: he keeps the word muzhik and glosses it in brackets as peasant, which does land, because a reader can carry an unfamiliar word for a familiar thing (Tolstoy, Tales from Tolstoi).

One objection deserves a hearing. A reader might argue that a translator has no business altering a number, and that Wiener's version is the only honest one because a footnote could have carried the conversion without touching the text. This is a real position and it is the standard scholarly one for editions meant to be studied rather than read. The answer is that a footnote arrives after the sentence has already failed. The reader has stopped at three arshins, looked down, read twenty-eight inches, multiplied, and returned to a line that has lost its timing. For an edition intended for readers rather than scholars, the cost of the footnote is the cost of the sentence, and that is the trade Maude judged and Wiener declined.

What the three graves show, finally, is that a translator's decisions are not arranged on a scale from accurate to loose. They are arranged by function. Maude's six feet is wrong by twelve inches and right about what the sentence is for. Wiener's three arshins is exactly right about the unit and wrong about the ending. Bain's three Russian ells is a compromise that buys nothing, which is the usual result of splitting a difference between two incompatible goods. A reader comparing translations should therefore stop asking which one is correct and start asking what each sentence was built to do, because that is the question the translators themselves were answering.

Works Cited

"Arshin (length)." Wikipedia, Wikimedia Foundation, en.wikipedia.org/wiki/Arshin_(length). Accessed 16 Sept. 2026.

Tolstoy, Leo. "How Much Land a Man Needs." The Complete Works of Count Tolstoy, translated by Leo Wiener, vol. 17, Dana Estes, 1904. Internet Archive, archive.org/details/completeworksofc17tols.

Tolstoy, Leo. "How Much Land Does a Man Need?" Twenty-three Tales, translated by Louise Maude and Aylmer Maude, Oxford UP, 1906. Wikisource, en.wikisource.org/wiki/Twenty-three_Tales/How_Much_Land_Does_a_Man_Need%3F.

Tolstoy, Leo. "How Much Land Does a Man Require?" Tales from Tolstoi, translated by R. Nisbet Bain, Jarrold and Sons, 1901. Wikisource, en.wikisource.org/wiki/Tales_from_Tolstoi/How_Much_Land_Does_a_Man_Require%3F.

Tolstoy, Lev. "Mnogo li cheloveku zemli nuzhno." Russian Wikisource, ru.wikisource.org.

What the model paper is doing

  • It answers its own question. The last paragraph gives a verdict and a reason, and the verdict is not the obvious one.
  • It settles the facts first. The arithmetic paragraph comes second so that everything after it can be about judgement rather than about numbers.
  • It uses a source against the writer's convenience. Maude's footnote about the desyatina complicates the simple story that Maude domesticates everything, and the paper puts it in rather than leaving it out.
  • It gives the objection a full paragraph and answers it. The scholarly-edition position is real, and the paper concedes the case where it holds.
  • Five sources, four of them primary. The reference entry supplies one fact. Everything else is the evidence itself.

Common misconceptions

  • "More sources make a better paper." The model uses five and could not use fewer. A paper with fourteen sources and no question is a list.
  • "If I cite it, I can word it however I like." A citation credits the idea. It does not license the sentence. Version A above is plagiarism with a footnote attached.
  • "Wikipedia is banned." The rule that matters is what a source is being used for. One uncontested fact about an obsolete unit is a fine use; an argument about a novel is not.
  • "MLA is a list of examples to copy." It is nine slots in a fixed order with fixed punctuation. Learn the slots and you can cite a podcast, a scan of a Victorian book, or a poem inside an anthology inside a website.

What to carry forward

Narrow the question until it has edges. Check five things about every source. Keep quotation, paraphrase and your own thinking in separate columns. Close the book before you write the paraphrase. Find the exact point where two good sources disagree. Build citations from the nine slots.

In short: research is not collecting. It is asking something small enough to answer and then being honest about what you found, including the parts that make your own answer harder.

Sources

  1. The Writing Lab and the OWL at Purdue. (2018). MLA works cited page: Basic format. Purdue University. owl.purdue.edu
  2. The Writing Lab and the OWL at Purdue. (2018). MLA in-text citations: The basics. Purdue University. owl.purdue.edu
  3. The Writing Lab and the OWL at Purdue. (2018). Paraphrase: Write it in your own words. Purdue University. owl.purdue.edu
  4. Wikipedia contributors. (2026). Arshin (length). Wikipedia. en.wikipedia.org
  5. MLA Handbook (9th ed.). (2021). Modern Language Association of America.
Key terms
Researchable question
A question with obtainable sources, a clear end point, and an answer you do not already know.
Patchwrite
A source sentence with its small words swapped and its structure intact; plagiarism even when cited.
Paraphrase
Another writer's information restated in your own structure and words, and still credited.
Synthesis
Putting two sources together and naming the exact point on which they disagree.
Core elements
The nine slots, in fixed order, from which every MLA Works Cited entry is built.
Container
The larger work a source sits inside; a website holding a scanned book is a second container.
In-text citation
The brief pointer in your sentence, normally author and page with no comma, that sends a reader to the Works Cited.

Portfolio: Revising Your Antigone Essay Against a Rubric

  • Score a paragraph against a printed rubric and justify the score with evidence from the paragraph.
  • Revise in five ordered passes, starting with the claim and ending with mechanics.
  • Explain why adding quotations and adjectives to a weak paragraph does not improve it.

A revision that changed nothing

Here is a body paragraph from a first draft, on the Antigone question from Module 2.

Creon is wrong about the edict. He thinks he is protecting Thebes but he is not. Tiresias comes and tells him about the altars. This shows that the gods are angry. Antigone was right all along and Creon should have listened to her.

Now here is the same student's revision, done the night before it was due.

Creon is deeply and tragically wrong about his famous edict. He thinks he is protecting the great city of Thebes but he is not. The blind prophet Tiresias comes and tells him that "the altars are choked with carrion". This powerfully shows that the gods are truly angry. Antigone was right all along and Creon should have listened to her wise words.

It is longer. It has a quotation. It has adjectives. It is worth exactly the same mark, and one thing in it is worse than before: the quotation is invented. Jebb's text does not contain those words, and a marker who checks will treat the whole essay differently afterwards.

This lesson works out why the second version is not a revision, using a rubric printed below, and then does the job properly on the same paragraph. At the end you will do it on your own essay.

The rubric

Six criteria. Score each from 4 to 1. There is no total; a 1 in the first row cannot be balanced by a 4 in the fifth.

Criterion4 secure3 developing2 emerging1 not yet
ClaimDeniable, specific, about the text, and the essay proves that claim and no otherDeniable and specific, but the essay drifts from itPresent but vague, or about the author's intentionsA statement of theme or a plot summary
Reasons and orderEach paragraph carries one reason; the order is argued forOne reason per paragraph; order is arbitraryReasons and summary mixed in the same paragraphParagraphs follow the plot
EvidenceShort accurate quotations folded into your sentences, correctly attributedAccurate quotations, some dropped in without setupLong quotations doing the work of explanationQuotations missing, inaccurate or invented
WarrantEvery quotation followed by a sentence saying why it proves the reasonWarrants present but generalThis shows that, with nothing shownNo connection made at all
Counterclaim and rebuttalStrongest objection stated so its holders would accept it, then answered by a named moveA real objection, answered weaklyA weak objection chosen because it is easyAbsent
Language and citationClear sentences; sources named; MLA correctMostly clear; minor citation errorsPadding, vague qualifiers, inconsistent citationUnclear, or sources unnamed

Score the paragraph, honestly

Take the revised version and go row by row. This is the hard part, because the paragraph looks like work.

  • Claim: 1. Creon is wrong is a verdict, not a claim about the text. Nothing in it could be argued against with evidence, because nobody knows what being wrong would consist of.
  • Reasons and order: 2. There is one half-reason, about the altars, wrapped in two sentences of assertion.
  • Evidence: 1. The quotation is invented. That is an automatic 1 and it is worse than having no quotation.
  • Warrant: 2. This powerfully shows that the gods are truly angry restates the quotation instead of explaining what it proves.
  • Counterclaim: 1. Absent.
  • Language: 2. Deeply, tragically, famous, great, powerfully, truly, wise. Seven adjectives and adverbs, none carrying information.

Worth holding on to: adding words to a weak paragraph raises the word count and nothing else. Every score above depends on something structural, and structure is not affected by adjectives.

Five passes, in this order

Revision has an order because the later passes are wasted if an earlier one changes the paragraph. Polishing a sentence you are about to delete is the commonest way students spend an evening and improve nothing. The Purdue OWL gives the same advice in a blunter form: reorganise first, polish second, and put the draft away between the two.

  1. Claim pass. Write your claim on a separate line. Is it deniable, specific and about the text? Fix it before touching anything else.
  2. Structure pass. Write one sentence per paragraph saying what that paragraph argues. If two sentences are the same, merge the paragraphs. If one is plot, cut it.
  3. Evidence and warrant pass. Check every quotation against the actual text, word for word. Then make sure each has a sentence underneath saying what it proves.
  4. Opposition pass. Find the best objection. Write it in its own words. Answer it with a named move.
  5. Sentence and citation pass. Now, and only now, cut padding, fix the citation format, and read it aloud.

Pass one, done on the paragraph

The claim behind this paragraph is Creon is wrong. Run the three tests from Module 2. Deniable? Barely; the play does punish him. Specific? No. About the text rather than about a verdict on a person? No.

Here is a claim that passes all three and is available from the same material:

Tiresias defeats Creon on Creon's own standard rather than on Antigone's, because the prophet reports physical harm to the city the edict was supposed to protect.

Now the paragraph has something to prove, and you can tell what would count as proving it.

Pass three, done on the paragraph

Open the text and find what Tiresias actually says. In Jebb's translation the prophet reports that the birds and dogs have been carrying pieces of the unburied body to the altars, so that the gods now accept nothing from Thebes. You cannot use the invented sentence. You have to quote what is there, and if the exact wording is not in front of you, you describe accurately instead of guessing.

Then write the warrant. Not that the gods are angry, which is a restatement, but what the anger proves about Creon's own argument.

The paragraph, revised properly

Creon defended the edict by saying that the city is the ship that bears us safe, which makes the safety of Thebes the standard he has asked to be judged by. Tiresias then arrives with a report about that standard: birds and dogs have carried pieces of the unburied Polyneices to the altars, and the gods will now accept nothing the city offers. The prophet says nothing about unwritten laws and does not mention Antigone. What he describes is damage to Thebes, caused by the order that was issued to protect it. On his own terms, then, Creon's policy has failed before Antigone's argument is settled either way, which is why the play can destroy him without ever declaring her right.

Score it again. Claim 4, because the paragraph now argues one thing. Evidence 4, because the quotation is real and short and the prophet's report is described accurately rather than faked. Warrant 4: the last two sentences say what the evidence proves. Language 4: one adjective, unburied, and it is doing a job.

It is also shorter than the padded version. Almost every real revision is.

Pass four: the objection you have been avoiding

A paragraph that good creates its own opposition, and you should meet it rather than hope the marker misses it. The objection here is that Tiresias is a religious figure whose evidence is divine anger, so reading his report as practical damage drains the play of its gods.

Answer it with a named move. Concede and limit: the gods are certainly involved, and the play is not secular. Then challenge the inference: divine anger at an unburied corpse shows that this edict had a cost its author did not count, not that Antigone's ranking of laws was correct. Two sentences, and the paragraph has survived contact.

Your portfolio task

  1. Take out the argumentative essay you wrote in Module 2. Do not reread it yet.
  2. On a blank page, write what you now think your claim was. Then read the essay and see whether that is the claim it proves.
  3. Score the essay against all six rows. Write the score and one sentence of evidence from your own essay for each.
  4. Run the five passes in order. Do not start pass five until passes one to four are finished.
  5. Check every quotation against the Perseus text of Jebb's Antigone, word for word.
  6. Score it again. Write two sentences on what changed and what did not.

That last step is the part people skip, and it is the part that makes the next essay better. A revision you cannot describe is a revision you will not be able to repeat.

Common misconceptions

  • "Revising means making it longer." The properly revised paragraph above is shorter than the padded one and scores three points higher on four rows.
  • "I should fix the sentences first, since that is what I can see." Sentence work done before the structure pass is often spent on paragraphs that will be cut. Do it last, when the paragraphs are final.
  • "A rubric is the marker's business, not mine." A rubric printed in advance is a list of the things the essay is being asked to do. Scoring yourself against it before submission is simply doing the task with the instructions open.
  • "If I cannot remember the exact wording I can approximate it." An invented quotation is the one error that changes how a marker reads everything else you wrote. Describe accurately instead, or go and look it up.

Looking back

You started this course with one sentence of Homer in two translations and no way to say what the difference was. Since then you have argued about an edict in Thebes, watched a Russian peasant run out of daylight, stood in the gap inside a haiku, read a novella in German with the English underneath, and built a Works Cited from nine slots. The four pieces of writing were the spine: an argument, a rhetorical analysis, a literary analysis, and a researched paper.

The core of it: every one of those depends on the same two habits. Go and look at the actual words, and then say what they do. Everything else in this course was practice at those two things, on texts written in ten languages by people who never met.

Sources

  1. The Writing Lab and the OWL at Purdue. (2018). Steps for revising your paper. Purdue University. owl.purdue.edu
  2. Sophocles. (1891). The Antigone of Sophocles (R. C. Jebb, Ed. and Trans.). Cambridge University Press. Perseus Digital Library. perseus.tufts.edu
  3. The Writing Lab and the OWL at Purdue. (2018). Proofreading. Purdue University. owl.purdue.edu
  4. MLA Handbook (9th ed.). (2021). Modern Language Association of America.
Key terms
Rubric
A printed table of criteria and levels; a list of what the task is actually asking for.
Revision pass
One trip through a draft looking for one kind of problem, run in order from claim to mechanics.
Padding
Adjectives and intensifiers added to a weak paragraph, which raise the word count and no score.
Invented quotation
Words attributed to a text that are not in it; the one error that changes how a marker reads everything else.
Higher order concern
A problem of claim, structure or evidence, which must be fixed before sentence level work is worth doing.
Self-scoring
Applying the rubric to your own draft before submission and writing the evidence for each score.

Open the interactive version with quizzes and progress →